DUET USA ASSET MANAGEMENT LLC
CRD #288122 SEC #801-110733 NEW YORK, NY 646 747 2427
SEC Registered Private Funds
Total AUM
$26M
Discretionary
$26M
Employees
6
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 7, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CASE, ANDREW | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| CASE, ANDREW, STEWART | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| CASE, ANDREW, STEWART | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| CASE, ANDREW, STEWART | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| Case, Andrew | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | |
| DUET HOLDING SA | FE | MEMBER | NA | |
| DUET HOLDING SA | FE | MEMBER | NA | |
| DUET HOLDING SA | FE | MEMBER | NA | |
| DUET HOLDING SA | FE | MEMBER | NA | |
| GOODMAN, SIMON | I | CHIEF OPERATING OFFICER | NA | |
| GOODMAN, SIMON | I | CHIEF OPERATING OFFICER | NA | |
| GOODMAN, SIMON, DANIEL | I | CHIEF OPERATING OFFICER | NA | |
| HARIA, AMIT | I | CHIEF FINANCIAL OFFICER | NA | |
| HARIA, AMIT | I | CHIEF FINANCIAL OFFICER | NA | |
| HARIA, AMIT, NAVINCHANDRA | I | CHIEF FINANCIAL OFFICER | NA | |
| HARIA, AMIT, NAVINCHANDRA | I | CHIEF FINANCIAL OFFICER | NA | |
| HARIA, AMIT, NAVINCHANDRA | I | CHIEF FINANCIAL OFFICER | NA | |
| REYNOLDS, PAUL, GARY | I | CHIEF OPERATING OFFICER | NA | |
| REYNOLDS, PAUL, GARY | I | CHIEF OPERATING OFFICER | NA | |
| DUET GROUP LIMITED | FE | MEMBER | E | Control |
| DUET GROUP LIMITED | FE | MEMBER | E | Control |
| DUET GROUP LIMITED | FE | MEMBER | E | Control |
| DUET GROUP LIMITED | FE | HOLDING COMPANY | E | Control |
| DUET GROUP LIMITED | FE | MEMBER | E | Control |
| GABAY, HENRY, ISAK | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GABAY, HENRY, ISAK | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GABAY, HENRY, ISAK | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GABAY, HENRY, ISAK | I | CEO | E | Control |
| GABAY, HENRY, ISAK | I | CHIEF EXECUTIVE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DUET SMYRNA LIMITED | FE | DUET GROUP LIMITED | E | Control |
| DUET SMYRNA LIMITED | FE | DUET GROUP LIMITED | E | Control |
| DUET SMYRNA LIMITED | FE | DUET GROUP LIMITED | E | Control |
| DUET SMYRNA LIMITED | FE | DUET GROUP LIMITED | E | Control |
| DUET SMYRNA LIMITED | FE | DUET GROUP LIMITED | E | Control |
| GABAY, HENRY, ISAK | I | DUET SMYRNA | E | Control |
| GABAY, HENRY, ISAK | I | DUET SMYRNA | E | Control |
| GABAY, HENRY, ISAK | I | DUET SMYRNA | E | Control |
| GABAY, HENRY, ISAK | I | DUET SMYRNA | E | Control |
| GABAY, HENRY, ISAK | I | DUET SMYRNA | E | Control |
Registrations
Federal
IA
Jun 7, 2017 REGISTERED
Notice Filings (1)
NY
Address
444 MADISON AVENUENEW YORK, NY 10022
United States
Phone: 646 747 2427