SPECTRA INVESTMENT MANAGEMENT, LLC
CRD #288145 SEC #801-110258 STUART, FL (772) 324-5640
SEC Registered
Total AUM
$243.7M
Discretionary
$230.2M
Employees
3
Clients
0
Accounts
125
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Roads, Scott, Alan | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Roads, Scott, Alan | I | MANAGING MEMBER | E | Control |
| Lanza, Anthony, Gaetano | I | MEMBER | B | |
| Lanza, Anthony, Gaetano | I | MEMBER | B | |
| Lanza, Anthony, Gaetano | I | MEMBER | B | |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
| Zaino, Julia, Elizabeth | I | MEMBER/CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (3)
CA FL TX
Address
401 SE OSCEOLA STREETSUITE 202
STUART, FL 34994
United States
Phone: (772) 324-5640