ALPHA DNA INVESTMENT MANAGEMENT LLC
Legal name: ALPHA DNA INVESTMENT MANAGEMENT
CRD #288198 SEC #801-119457 COLUMBIA, MD 443-288-6444
SEC Registered Private Funds
Total AUM
$214.1M
Discretionary
$207.4M
Employees
5
Clients
--
Accounts
1,011
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 7, 2025
- Branch Offices
- 1
- LEI
- 30-0971119
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER | E | Control |
| FERBERT, WAYNE, PATRICK | I | CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER | E | Control |
| ZEGA FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZEGA FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZEGA FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZEGA FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZEGA FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZEGA FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZEGA FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| Chartier, Joshua | I | ASSOCIATE PORTFOLIO MANAGER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FERBERT, WAYNE, PATRICK | I | ZEGA FINANCIAL, LLC | C | |
| FERBERT, WAYNE, PATRICK | I | ZEGA FINANCIAL, LLC | C | |
| FERBERT, WAYNE, PATRICK | I | ZEGA FINANCIAL, LLC | C | |
| FERBERT, WAYNE, PATRICK | I | ZEGA FINANCIAL, LLC | C | |
| FERBERT, WAYNE, PATRICK | I | ZEGA FINANCIAL, LLC | C | |
| FERBERT, WAYNE, PATRICK | I | ZEGA FINANCIAL, LLC | C | |
| FERBERT, WAYNE, PATRICK | I | ZEGA FINANCIAL, LLC | C | |
| FERBERT, WAYNE, PATRICK | I | ZEGA FINANCIAL, LLC | C | |
| FERBERT, WAYNE, PATRICK | I | ZEGA FINANCIAL, LLC | C | |
| PESTRICHELLI, JOHN, ALEXANDER | I | ZEGA FINANCIAL, LLC | C | |
| PESTRICHELLI, JOHN, ALEXANDER | I | ZEGA FINANCIAL, LLC | C | |
| PESTRICHELLI, JOHN, ALEXANDER | I | ZEGA FINANCIAL, LLC | C | |
| PESTRICHELLI, JOHN, ALEXANDER | I | ZEGA FINANCIAL, LLC | C | |
| PESTRICHELLI, JOHN, ALEXANDER | I | ZEGA FINANCIAL, LLC | C | |
| PESTRICHELLI, JOHN, ALEXANDER | I | ZEGA FINANCIAL, LLC | C | |
| PESTRICHELLI, JOHN, ALEXANDER | I | ZEGA FINANCIAL, LLC | C | |
| PESTRICHELLI, JOHN, ALEXANDER | I | ZEGA FINANCIAL, LLC | C | |
| PESTRICHELLI, JOHN, ALEXANDER | I | ZEGA FINANCIAL, LLC | C |
Registrations
Federal
IA
Mar 7, 2025 REGISTERED
Notice Filings (6)
CA CO DE FL MD TX
Address
8860 COLUMBIA 100 PARKWAYSUITE 301
COLUMBIA, MD 21045
United States
Phone: 443-288-6444