RIA Intelligence

SENECA CAPITAL MANAGEMENT, LLC

CRD #288206 SEC #801-121186 DENVER, CO 303-888-2826
SEC Registered Private Funds
Total AUM
$109.4M
Discretionary
$109.4M
Employees
1
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 5, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
TREES, RHETT, Austin JamesIFOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
TREES, RHETT, Austin JamesIFOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
TREES, RHETT, Austin JamesIFOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
TREES, RHETT, Austin JamesIFOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
TREES, RHETT, Austin JamesIFOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
TREES, RHETT, Austin JamesIFOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
TREES, RHETT, Austin JamesIFOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
TREES, RHETT, Austin JamesIFOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
TREES, RHETT, Austin JamesIFOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
TREES, RHETT, Austin JamesIFOUNDER AND CHIEF COMPLIANCE OFFICERNA Control
SENECA CAPITAL PARTNERS, LLCDESOLE MEMBER AND MANAGERE Control
SENECA CAPITAL PARTNERS, LLCDESOLE MEMBER AND MANAGERE Control
SENECA CAPITAL PARTNERS, LLCDESOLE MEMBER AND MANAGERE Control
SENECA CAPITAL PARTNERS, LLCDESOLE MEMBER AND MANAGERE Control
SENECA CAPITAL PARTNERS, LLCDESOLE MEMBER AND MANAGERE Control
SENECA CAPITAL PARTNERS, LLCDESOLE MEMBER AND MANAGERE Control
SENECA CAPITAL PARTNERS, LLCDESOLE MEMBER AND MANAGERE Control
SENECA CAPITAL PARTNERS, LLCDESOLE MEMBER AND MANAGERE Control
SENECA CAPITAL PARTNERS, LLCDESOLE MEMBER AND MANAGERE Control
SENECA CAPITAL PARTNERS, LLCDESOLE MEMBER AND MANAGERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
TREES, RHETT, Austin JamesISENECA CAPITAL PARTNERS, LLCE Control
TREES, RHETT, Austin JamesISENECA CAPITAL PARTNERS, LLCE Control
TREES, RHETT, Austin JamesISENECA CAPITAL PARTNERS, LLCE Control
TREES, RHETT, Austin JamesISENECA CAPITAL PARTNERS, LLCE Control
TREES, RHETT, Austin JamesISENECA CAPITAL PARTNERS, LLCE Control
TREES, RHETT, Austin JamesISENECA CAPITAL PARTNERS, LLCE Control
TREES, RHETT, Austin JamesISENECA CAPITAL PARTNERS, LLCE Control
TREES, RHETT, Austin JamesISENECA CAPITAL PARTNERS, LLCE Control

Registrations

Federal

IA
May 5, 2025 REGISTERED

Notice Filings (1)

CO

Address

2115 SOUTH BIRCH STREET
DENVER, CO 80222
United States
Phone: 303-888-2826