RIA Intelligence

MAXIM CAPITAL GROUP, LLC

CRD #288321 SEC #801-112998 NEW YORK, NY 212-327-2555
SEC Registered Private Funds
Total AUM
$1.9B
Discretionary
$1.8B
Employees
16
Clients
--
Accounts
17

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2025
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BERGMAN, BARRYICOMMITTEE CHAIRNA Control
BERGMAN, BARRYICOMMITTEE CHAIRNA Control
BERGMAN, BARRYICOMMITTEE CHAIRNA Control
BERGMAN, BARRYICOMMITTEE CHAIRNA Control
BERGMAN, BARRYICOMMITTEE CHAIRNA Control
BERGMAN, BARRYICOMMITTEE CHAIRNA Control
BERGMAN, BARRYICOMMITTEE CHAIRNA Control
BERGMAN, BARRYICOMMITTEE CHAIRNA Control
BERGMAN, BARRYICOMMITTEE CHAIRNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
Glick, AdamIMANAGING DIRECTORNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
MARTINSON, EDWARD, GERARDICHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
PRINCE, SCOTT, STEVENICOMMITTEE CHAIRNA Control
PRINCE, SCOTT, STEVENICOMMITTEE CHAIRNA Control
PRINCE, SCOTT, STEVENICOMMITTEE CHAIRNA Control
PRINCE, SCOTT, STEVENICOMMITTEE CHAIRNA Control
PRINCE, SCOTT, STEVENICOMMITTEE CHAIRNA Control
PRINCE, SCOTT, STEVENICOMMITTEE CHAIRNA Control
PRINCE, SCOTT, STEVENICOMMITTEE CHAIRNA Control
PRINCE, SCOTT, STEVENICOMMITTEE CHAIRNA Control
PRINCE, SCOTT, STEVENICOMMITTEE CHAIRNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
STEINER, BRIAN, KORNELIMANAGING DIRECTORNA Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control
MAXIM CAPITAL HOLDINGS, L.P.DEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control
MAXIM CAPITAL HOLDINGS GP,LLCDEMAXIM CAPITAL HOLDINGS, L.P.F Control

Registrations

Federal

IA
Mar 27, 2025 REGISTERED

Notice Filings (1)

NY

Address

600 MADISON AVENUE
17TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-327-2555