RIA Intelligence

ARIA WEALTH MANAGEMENT, INC.

Legal name: ARIA WEALTH MANAGEMENT

CRD #288450 SEC #801-110703 SARATOGA, CA 669-222-1155
SEC Registered
Total AUM
$122.8M
Discretionary
$115.5M
Employees
10
Clients
25
Accounts
616

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 15, 2025
Branch Offices
4

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
PIZZELLA, LAWRENCE, FREDERICKICHIEF COMPLIANCE OFFICERNA Control
Pizzella, Lawrence, FICHIEF COMPLIANCE OFFICERNA Control
SCHEI, ERIK, ALLENICHIEF COMPLIANCE OFFICERNA Control
SCHEI, ERIK, ALLENICHIEF COMPLIANCE OFFICERNA Control
SCHEI, ERIK, ALLENICHIEF COMPLIANCE OFFICERNA Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
ARIA WEALTH LLCDEOWNERE Control
SCHEI, ERIK, ALLENICHIEF COMPLIANCE OFFICERE Control
SCHEI, ERIK, ALLENICHIEF COMPLIANCE OFFICERE Control
SCHEI, ERIK, ALLENICHIEF COMPLIANCE OFFICERE Control
OMNI GLOBAL GROUP, LTD.DEPARENT COMPANYD Control
OMNI GLOBAL GROUP, LTD.DEPARENT COMPANYD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
LUNA FAMILY TRUSTDEOMNI GLOBAL GROUP LTD.C Control
LUNA FAMILY TRUSTDEOMNI GLOBAL GROUP LTD.C Control
LUNA, ELIZABETH, NMNILUNA FAMILY TRUSTC Control
LUNA, ELIZABETH, NMNILUNA FAMILY TRUSTC Control
LUNA, FELIPE, AMORILUNA FAMILY TRUSTC Control
LUNA, FELIPE, AMORILUNA FAMILY TRUSTC Control

Registrations

Federal

IA
Apr 15, 2025 REGISTERED

Notice Filings (7)

AL AR CA FL GA LA TX

Address

20640 3RD STEET
SUITE 300
SARATOGA, CA 95070
United States
Phone: 669-222-1155