HANWHA ASSET MANAGEMENT (USA) LTD.
CRD #288464 SEC #801-110735 SAN FRANCISCO, CA (415) 534-1190
SEC Registered Private Funds
Total AUM
$2.1B
Discretionary
$2.1B
Employees
18
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2025
- Branch Offices
- 1
- LEI
- 254900R4KZ2KSKRFU921
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARTON, JEFFREY, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARTON, JEFFREY, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARTON, JEFFREY, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARTON, JEFFREY, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARTON, JEFFREY, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARTON, JEFFREY, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARTON, JEFFREY, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARTON, JEFFREY, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARTON, JEFFREY, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| IM, DONG JUN, NMN | I | CHIEF EXECUTIVE OFFICER / TREASURER | NA | Control |
| IM, DONG JUN, NMN | I | CHIEF EXECUTIVE OFFICER / TREASURER | NA | Control |
| IM, DONG JUN, NMN | I | CHIEF EXECUTIVE OFFICER / TREASURER | NA | Control |
| IM, DONG JUN, NMN | I | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | NA | Control |
| IM, DONG JUN, NMN | I | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | NA | Control |
| IM, DONG JUN, NMN | I | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | NA | Control |
| IM, DONG JUN, NMN | I | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | NA | Control |
| IRAJ, CAMERON, DARIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRAJ, CAMERON, DARIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRAJ, CAMERON, DARIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRAJ, CAMERON, DARIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRAJ, CAMERON, DARIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRAJ, CAMERON, DARIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IRAJ, CAMERON, DARIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JO, SUNGIN, NMN | I | SECRETARY | NA | |
| JUNG, YUNTEK, NMN | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| JUNG, YUNTEK, NMN | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| JUNG, YUNTEK, NMN | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| JUNG, YUNTEK, NMN | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| JUNG, YUNTEK, NMN | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| JUNG, YUNTEK, NMN | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| Jo, SungIn | I | SECRETARY | NA | |
| Jo, SungIn | I | SECRETARY | NA | |
| Jo, SungIn | I | SECRETARY | NA | |
| Jo, SungIn | I | SECRETARY | NA | |
| Jo, SungIn | I | SECRETARY | NA | |
| LIU, MINSHU, NMN | I | GENERAL COUNSEL | NA | Control |
| LIU, MINSHU, NMN | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| LIU, MINSHU, NMN | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| LIU, MINSHU, NMN | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| LIU, MINSHU, NMN | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| PARK, MIN | I | VICE PRESIDENT | NA | Control |
| PARK, MIN | I | VICE PRESIDENT | NA | Control |
| PARK, MIN | I | VICE PRESIDENT | NA | Control |
| PARK, MIN | I | VICE PRESIDENT | NA | Control |
| PARK, MIN | I | VICE PRESIDENT | NA | Control |
| PARK, MIN | I | VICE PRESIDENT | NA | Control |
| PARK, MIN | I | VICE PRESIDENT, TREASURER, SECRETARY | NA | Control |
| PARK, MIN | I | VICE PRESIDENT, TREASURER, SECRETARY | NA | Control |
| PARK, MIN | I | VICE PRESIDENT, TREASURER, SECRETARY | NA | Control |
| PARK, MIN | I | VICE PRESIDENT, TREASURER, SECRETARY | NA | Control |
| SLATE, HEATHER, NICOLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLATE, HEATHER, NICOLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUNG, JUNG WOO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUNG, JUNG WOO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUNG, JUNG WOO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUNG, JUNG WOO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUNG, JUNG WOO | I | CHIEF EXECUTIVE OFFICER/ TREASURER | NA | Control |
| SUNG, JUNG WOO | I | CHIEF EXECUTIVE OFFICER/ TREASURER | NA | Control |
| SUNG, JUNG WOO | I | CHIEF EXECUTIVE OFFICER/ TREASURER | NA | Control |
| SUNG, JUNG WOO | I | CHIEF EXECUTIVE OFFICER/ TREASURER | NA | Control |
| SUNG, JUNG WOO | I | CHIEF EXECUTIVE OFFICER/ TREASURER | NA | Control |
| Sung, Jung, Woo | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Sung, Jung, Woo | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Sung, Jung, Woo | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Sung, Jung, Woo | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Sung, Jung, Woo | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Sung, Jung, Woo | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT CO. LTD. | FE | DIRECT OWNER | E | Control |
| HANWHA ASSET MANAGEMENT COMPANY | FE | DIRECT OWNER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E | |
| HANWHA LIFE INSURANCE CO. LTD. | FE | HANWHA ASSET MANAGEMENT CO. LTD. | E |
Registrations
Federal
IA
Mar 21, 2025 REGISTERED
Notice Filings (2)
CA NY
Address
300 GRANT AVENUE4TH FLOOR
SAN FRANCISCO, CA 94108
United States
Phone: (415) 534-1190