SPS PRIVATE WEALTH MANAGEMENT, LLC
CRD #288533 SEC #801-110609 IRVINE, CA (949) 230-1416
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SCHUBERT, SCOTT, PAUL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHUBERT, SCOTT, PAUL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SCHUBERT, SCOTT, PAUL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 11, 2017 REGISTERED
Notice Filings (1)
CA
Address
2020 MAIN STREET, SUITE 250IRVINE, CA 92614
United States
Phone: (949) 230-1416