FLAT ROCK GLOBAL, LLC
Legal name: FLAT ROCK GLOBAL
CRD #288551 SEC #801-110612 JACKSON, WY 307-500-5200
SEC Registered
Total AUM
$1.3B
Discretionary
$1.3B
Employees
12
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wyoming
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATES, SHILOH, RYAN | I | MANAGING DIRECTOR | NA | Control |
| BATES, SHILOH, RYAN | I | MANAGING DIRECTOR | NA | Control |
| BATES, SHILOH, RYAN | I | MANAGING DIRECTOR | NA | Control |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHICA, ANDREW, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PETROCELLI, RICHARD, ANDREW | I | MEMBER - CLASS A | NA | Control |
| PETROCELLI, RICHARD, ANDREW | I | MEMBER - CLASS A | NA | Control |
| PETROCELLI, RICHARD, ANDREW | I | MEMBER - CLASS A | NA | Control |
| RIPP, RYAN, KELLY | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| RIPP, RYAN, KELLY | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| RIPP, RYAN, KELLY | I | CHIEF FINANCIAL OFFICER | NA | |
| RIPP, RYAN, KELLY | I | CHIEF FINANCIAL OFFICER | NA | |
| RIPP, RYAN, KELLY | I | CHIEF FINANCIAL OFFICER | NA | |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| GRUNEWALD, ROBERT, KARL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | D | Control |
| THE ROBERT KARL GRUNEWALD REVOCABLE TRUST | DE | MEMBER - CLASS A & C | C | Control |
| THE ROBERT KARL GRUNEWALD REVOCABLE TRUST | DE | MEMBER - CLASS A & C | C | Control |
| THE ROBERT KARL GRUNEWALD REVOCABLE TRUST | DE | MEMBER - CLASS A & C | C | Control |
| THE ROBERT KARL GRUNEWALD REVOCABLE TRUST | DE | MEMBER - CLASS A & C | C | Control |
| BATES, SHILOH, RYAN | I | MANAGING DIRECTOR | B | Control |
| BATES, SHILOH, RYAN | I | MANAGING DIRECTOR | B | Control |
| CSJ INVESTMENTS LLC | DE | MEMBER - CLASS A & C | B | |
| CSJ INVESTMENTS LLC | DE | MEMBER - CLASS A & C | B | |
| FLAT ROCK GLOBAL - SERIES A, LLC | DE | MEMBER - CLASS A | B | |
| FLAT ROCK GLOBAL - SERIES A, LLC | DE | MEMBER - CLASS A | B | |
| FLAT ROCK GLOBAL - SERIES A, LLC | DE | MEMBER - CLASS A | B | |
| FLAT ROCK GLOBAL - SERIES A, LLC | DE | MEMBER - CLASS A | B | |
| FLAT ROCK GLOBAL - SERIES A, LLC | DE | MEMBER - CLASS A | B | |
| FLAT ROCK GLOBAL - SERIES A, LLC | DE | MEMBER - CLASS A | B | |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| PETROCELLI, RICHARD, ANDREW | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
| ROBERT KARL GRUNEWALD 2022 IRREVOCABLE TRUST | DE | MEMBER - CLASS A | B | Control |
| ROBERT KARL GRUNEWALD 2022 IRREVOCABLE TRUST | DE | MEMBER - CLASS A | B | Control |
| ROBERT KARL GRUNEWALD REVOCABLE TRUST | DE | MEMBER - CLASS A & C | B | Control |
| ROBERT KARL GRUNEWALD REVOCABLE TRUST | DE | MEMBER - CLASS A & C | B | Control |
| TURTLE, LLC | DE | MEMBER - CLASS A & C | B | |
| TURTLE, LLC | DE | MEMBER - CLASS A & C | B | |
| TURTLE, LLC | DE | MEMBER - CLASS A & C | B | |
| TURTLE, LLC | DE | MEMBER - CLASS A & C | B | |
| WESTERN ASSET MANAGEMENT COMPANY | DE | SHAREHOLDER | B | |
| WESTERN ASSET MANAGEMENT COMPANY | DE | SHAREHOLDER | B | |
| WESTERN ASSET MANAGEMENT COMPANY | DE | SHAREHOLDER | B | |
| WESTERN ASSET MANAGEMENT COMPANY | DE | SHAREHOLDER | B | |
| WESTERN ASSET MANAGEMENT COMPANY | DE | SHAREHOLDER | B | |
| WESTERN ASSET MANAGEMENT COMPANY | DE | SHAREHOLDER | B | |
| WESTERN ASSET MANAGEMENT COMPANY | DE | SHAREHOLDER | B | |
| WESTERN ASSET MANAGEMENT COMPANY | DE | SHAREHOLDER | B | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| KLEINERT, ROBERT, ALAN | I | INVESTOR | A | |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | PARTNER | A | Control |
| MARTINEZ, JOSHUA, LUKE | I | INVESTOR | A | Control |
| PETROCELLI, RICHARD, ANDREW | I | MEMBER - CLASS A | A | Control |
| PETROCELLI, RICHARD, ANDREW | I | INVESTOR | A | |
| RIPP, RYAN, KELLY | I | CHIEF FINANCIAL OFFICER | A | |
| THOMSON FAMILY LIMITED PARTNERSHIP | DE | MEMBER - CLASS A & C | A | |
| THOMSON FAMILY LIMITED PARTNERSHIP | DE | MEMBER - CLASS A & C | A | |
| THOMSON FAMILY LIMITED PARTNERSHIP | DE | MEMBER - CLASS A & C | A | |
| THOMSON FAMILY LIMITED PARTNERSHIP | DE | MEMBER - CLASS A & C | A | |
| THOMSON FAMILY LIMITED PARTNERSHIP | DE | MEMBER - CLASS A & C | A | |
| THOMSON FAMILY LIMITED PARTNERSHIP | DE | MEMBER - CLASS A & C | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GRUNEWALD, ROBERT, KARL | I | THE ROBERT KARL GRUNEWALD REVOCABLE TRUST | E | Control |
| GRUNEWALD, ROBERT, KARL | I | THE ROBERT KARL GRUNEWALD REVOCABLE TRUST | E | Control |
| GRUNEWALD, ROBERT, KARL | I | THE ROBERT KARL GRUNEWALD REVOCABLE TRUST | E | Control |
| GRUNEWALD, ROBERT, KARL | I | THE ROBERT KARL GRUNEWALD REVOCABLE TRUST | E | Control |
| GRUNEWALD, ROBERT, KARL | I | ROBERT KARL GRUNEWALD REVOCABLE TRUST | E | Control |
| GRUNEWALD, ROBERT, KARL | I | ROBERT KARL GRUNEWALD 2022 IRREVOCABLE TRUST | E | Control |
| KLEINERT, ROBERT, ALAN | I | CSJ INVESTMENTS LLC | E | Control |
| KLEINERT, ROBERT, ALAN | I | CSJ INVESTMENTS LLC | E | Control |
| KLEINERT, ROBERT, ALAN | I | TURTLE, LLC | E | Control |
| KLEINERT, ROBERT, ALAN | I | TURTLE, LLC | E | Control |
| KLEINERT, ROBERT, ALAN | I | TURTLE, LLC | E | Control |
| THOMSON, JOHN, LAWRENCE | I | THOMSON FAMILY MANAGEMENT LLC | E | Control |
| THOMSON, JOHN, LAWRENCE | I | THOMSON FAMILY MANAGEMENT LLC | E | Control |
| THOMSON, JOHN, LAWRENCE | I | THOMSON FAMILY MANAGEMENT LLC | E | Control |
| THOMSON, JOHN, LAWRENCE | I | THOMSON FAMILY MANAGEMENT LLC | E | Control |
| THOMSON, JOHN, LAWRENCE | I | THOMSON FAMILY MANAGEMENT LLC | E | Control |
| THOMSON FAMILY MANAGEMENT LLC | DE | THOMSON FAMILY LIMITED PARTNERSHIP | C | Control |
| THOMSON FAMILY MANAGEMENT LLC | DE | THOMSON FAMILY LIMITED PARTNERSHIP | C | Control |
| THOMSON FAMILY MANAGEMENT LLC | DE | THOMSON FAMILY LIMITED PARTNERSHIP | C | Control |
| THOMSON FAMILY MANAGEMENT LLC | DE | THOMSON FAMILY LIMITED PARTNERSHIP | C | Control |
| THOMSON FAMILY MANAGEMENT LLC | DE | THOMSON FAMILY LIMITED PARTNERSHIP | C | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (1)
NY
Address
680 S CACHE STREETSUITE 100
JACKSON, WY 83001
United States
Phone: 307-500-5200