LINDEN THOMAS ADVISORY SERVICES, LLC
CRD #288557 SEC #801-110683 CHARLOTTE, NC (704) 554-8150
SEC Registered
Total AUM
$1.6B
Discretionary
$885.9M
Employees
11
Clients
51
Accounts
6,977
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 12, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALMANZA, PATTI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALMANZA, PATTI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERGMANN, OLIVER, ANDREAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| BERGMANN, OLIVER, ANDREAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| BERGMANN, OLIVER, ANDREAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hunt, David, Lee | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, DAVID, LEON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER, CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER | NA | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| LINDEN THOMAS FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| THOMAS, STEPHEN, LINDEN | I | MANAGER, CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
| THOMAS, STEPHEN, LINDEN | I | LINDEN THOMAS FINANCIAL GROUP, LLC | E | Control |
Registrations
Federal
IA
Sep 12, 2025 REGISTERED
Notice Filings (13)
CA FL GA LA MD MT NC NY SC TN TX VA WA
Address
516 NORTH TRYON STREET, SUITE 200CHARLOTTE, NC 28202
United States
Phone: (704) 554-8150