ALLOY INVESTMENTS ADVISORS, LLC
CRD #288691 SEC #801-117966 EAST RUTHERFORD, NJ (201) 340-2820
SEC Registered Exempt Reporting Private Funds
Total AUM
$164.8M
Discretionary
$164.8M
Employees
4
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 18, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KRAEMER, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KRAEMER, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KRAEMER, THOMAS, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MUKHERJEE, MAYUKH, M | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| MUKHERJEE, MAYUKH, M | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| MUKHERJEE, MAYUKH, M | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| SMITH, LUKE, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, LUKE, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, LUKE, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ALLOY FUNDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| ALLOY FUNDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| ALLOY FUNDS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| KRAEMER, THOMAS, DAVID | I | MEMBER AND MANAGER | D | Control |
| KRAEMER, THOMAS, DAVID | I | MEMBER AND MANAGER | D | Control |
| KRAEMER, THOMAS, DAVID | I | MEMBER AND MANAGER | D | Control |
| PUIG, JAVIER | I | MEMBER | B | |
| PUIG, JAVIER | I | MEMBER | B | |
| PUIG, JAVIER | I | MEMBER | B | |
| SMITH, LUKE, ANTHONY | I | CHIEF INVESTMENT OFFICER | B | Control |
| SMITH, LUKE, ANTHONY | I | CHIEF INVESTMENT OFFICER | B | Control |
| SMITH, LUKE, ANTHONY | I | CHIEF INVESTMENT OFFICER | B | Control |
| MUKHERJEE, MAYUKH, M | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | A | Control |
| MUKHERJEE, MAYUKH, M | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | A | Control |
| MUKHERJEE, MAYUKH, M | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KRAEMER, THOMAS, DAVID | I | ALLOY FUNDS HOLDINGS, LLC | D | |
| KRAEMER, THOMAS, DAVID | I | ALLOY FUNDS HOLDINGS, LLC | D | |
| KRAEMER, THOMAS, DAVID | I | ALLOY FUNDS HOLDINGS, LLC | D | |
| SMITH, LUKE, ANTHONY | I | ALLOY FUNDS HOLDINGS, LLC | C | |
| SMITH, LUKE, ANTHONY | I | ALLOY FUNDS HOLDINGS, LLC | C | |
| SMITH, LUKE, ANTHONY | I | ALLOY FUNDS HOLDINGS, LLC | C |
Registrations
Federal
IA
Dec 18, 2019 REGISTERED
ERA
Dec 18, 2019 REGISTERED
Address
ONE MEADOWLANDS PLAZA,SUITE 200
EAST RUTHERFORD, NJ 07073
United States
Phone: (201) 340-2820