HAYES FINANCIAL, INC.
CRD #288733 SEC #801-111077 SAN JOSE, CA 408-947-7321
SEC Registered
Total AUM
$345M
Discretionary
$342M
Employees
5
Clients
0
Accounts
695
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2022
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHANG, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RALEIGH, CLARE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
| HAYES, ZACHARY, DANIEL | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 18, 2022 REGISTERED
Notice Filings (15)
CA CO HI ID IN MI MN NC NE NJ OH OR SD TX WA
Address
99 ALMADEN BLVDSTE 730
SAN JOSE, CA 95113
United States
Phone: 408-947-7321