SUMMIT WEALTH ADVISORS, INC.
CRD #288746 SEC #801-112569 FRISCO, CO 970-468-8800
SEC Registered
Total AUM
$123.2M
Discretionary
$118.1M
Employees
3
Clients
1
Accounts
510
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 23, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LAU, ROBERT, FRED | I | PRESIDENT | NA | Control |
| MESSEGEE, EMILY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MESSEGEE, EMILY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MESSEGEE, EMILY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MESSEGEE, EMILY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MESSEGEE, EMILY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MESSEGEE, EMILY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MESSEGEE, EMILY, ANN | I | CHIEF COMPLIANCE OFFICER, OWNER | NA | Control |
| LAU, ROBERT, FRED | I | PRESIDENT | E | Control |
| LAU, ROBERT, FRED | I | PRESIDENT | E | Control |
| LAU, ROBERT, FRED | I | PRESIDENT | E | Control |
| LAU, ROBERT, FRED | I | PRESIDENT | E | Control |
| LAU, ROBERT, FRED | I | PRESIDENT | E | Control |
| LAU, ROBERT, FRED | I | PRESIDENT | E | Control |
| LAU, ROBERT, FRED | I | PRESIDENT | E | Control |
| LAU, ROBERT, FRED | I | PRESIDENT | E | Control |
| LAU, ROBERT, FRED | I | PRESIDENT | E | Control |
| LAU, ROBERT, FRED | I | PRESIDENT | E | Control |
| MERCER GLOBAL ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| MESSEGEE, EMILY, ANN | I | CHIEF COMPLIANCE OFFICER, OWNER | C | Control |
| MESSEGEE, EMILY, ANN | I | CHIEF COMPLIANCE OFFICER, OWNER | C | Control |
| MESSEGEE, EMILY, ANN | I | CHIEF COMPLIANCE OFFICER, OWNER | C | Control |
| MESSEGEE, EMILY, ANN | I | CHIEF COMPLIANCE OFFICER, OWNER | C | Control |
Registrations
Federal
IA
Jun 23, 2020 REGISTERED
Notice Filings (5)
AZ CA CO FL TX
Address
610 MAIN STREET, SUITE 15FRISCO, CO 80443
United States
Phone: 970-468-8800