PIMCO SOLAR ADVISER LLC
CRD #288765 SEC #801-110966 NEWPORT BEACH, CA 949-720-6000
SEC Registered
Total AUM
--
Discretionary
--
Employees
40
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 1, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GROSS, MICHAEL, STUART | I | PARTNER - SOLAR CAPITAL PARTNERS, LLC | NA | |
| LANE, JOHN | I | EXECUTIVE VICE PRESIDENT - PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | NA | |
| LeBrun, Richard | I | MANAGING DIRECTOR - PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | NA | |
| RIZZO, CARL, MARION | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEINBERG, REBECCA, ALLYSON | I | SENIOR VICE PRESIDENT - PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | NA | |
| SPOHLER, BRUCE, JOHN | I | PARTNER - SOLAR CAPITAL PARTNERS, LLC | NA | |
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | DE | MEMBER | D | Control |
| SOLAR CAPITAL PARTNERS, LLC | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLIANZ ASSET MANAGEMENT OF AMERICA L.P. | DE | PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | E | Control |
| ALLIANZ ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ ASSET MANAGEMENT OF AMERICA L.P. | E | Control |
| ALLIANZ EUROPE B.V. | FE | ALLIANZ OF AMERICA, INC. | E | |
| ALLIANZ OF AMERICA, INC. | DE | ALLIANZ ASSET MANAGEMENT OF AMERICA LLC | E | |
| ALLIANZ SE | FE | ALLIANZ EUROPE B.V. | E | Control |
| GROSS, MICHAEL, STUART | I | SOLAR CAPITAL PARTNERS, LLC | D | Control |
| SPOHLER, BRUCE, JOHN | I | SOLAR CAPITAL PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Jul 1, 2017 REGISTERED
Notice Filings (2)
CA NY
Address
650 NEWPORT CENTER DRIVENEWPORT BEACH, CA 92660
United States
Phone: 949-720-6000