DRIFTWOOD ADVISORS LLC
Legal name: DRIFTWOOD
CRD #288793 SEC #801-112765 CORAL GABLES, FL 305 500-9998
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
6
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 29, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Rodriguez, Carlos, Jose | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rodriguez, Carlos, Jose | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rodriguez, Carlos, Jose | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rodriguez, Carlos, Jose | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DRIFWOOD FINANCIAL LP | DE | SOLE MEMBER | E | Control |
| DRIFWOOD FINANCIAL LP | DE | SOLE MEMBER | E | Control |
| DRIFWOOD FINANCIAL LP | DE | SOLE MEMBER | E | Control |
| DRIFWOOD FINANCIAL LP | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Rodriguez, Carlos, Jose | I | SHARED ARK LLC | E | Control |
| Rodriguez, Carlos, Jose | I | SHARED ARK LLC | E | Control |
| Rodriguez, Carlos, Jose | I | SHARED ARK LLC | E | Control |
| Rodriguez, Carlos, Jose | I | SHARED ARK LLC | E | Control |
| SHARED ARK LLC | DE | DRIFWOOD FINANCIAL LP | E | Control |
| SHARED ARK LLC | DE | DRIFWOOD FINANCIAL LP | E | Control |
| SHARED ARK LLC | DE | DRIFWOOD FINANCIAL LP | E | Control |
| SHARED ARK LLC | DE | DRIFWOOD FINANCIAL LP | E | Control |
Registrations
Federal
IA
Jun 29, 2018 REGISTERED
Notice Filings (1)
FL
Address
255 ALHAMBRA CIRCLE,SUITE 715
CORAL GABLES, FL 33134
United States
Phone: 305 500-9998