POWELL CAPITAL LLC
Legal name: POWELL CAPITAL
CRD #288994 SEC #801-111100 GIG HARBOR, WA 417.234.1489
SEC Registered
Total AUM
$9.3M
Discretionary
$9.3M
Employees
3
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 18, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAFTEIU, PETER, MICHAEL | I | CCO | NA | Control |
| MAFTEIU, PETER, MICHAEL | I | CCO | NA | Control |
| MAFTEIU, PETER, MICHAEL | I | CCO | NA | Control |
| MAFTEIU, PETER, MICHAEL | I | CCO | NA | Control |
| MAFTEIU, PETER, MICHAEL | I | CCO | NA | Control |
| MAFTEIU, PETER, MICHAEL | I | CCO | NA | Control |
| Molloy, Jay, C | I | CCO | NA | Control |
| Molloy, Jay, C | I | CCO | NA | Control |
| Molloy, Jay, C | I | CCO | NA | Control |
| Robertson, James, Andrew | I | CEO, PORTFOLOLIO MANAGER | NA | Control |
| Robertson, James, Andrew | I | CEO, PORTFOLOLIO MANAGER | NA | Control |
| Robertson, James, Andrew | I | CEO, PORTFOLOLIO MANAGER | NA | Control |
| Robertson, James, Andrew | I | CEO, PORTFOLOLIO MANAGER | NA | Control |
| Robertson, James, Andrew | I | CEO, PORTFOLOLIO MANAGER | NA | Control |
| WRENCH, DAVID, DUANE | I | CEO, PORTFOLIO MANAGER | NA | Control |
| WRENCH, DAVID, DUANE | I | CEO, PORTFOLIO MANAGER | NA | Control |
| WRENCH, DAVID, DUANE | I | CEO, PORTFOLIO MANAGER | NA | Control |
| WRENCH, DAVID, DUANE | I | CEO, PORTFOLIO MANAGER | NA | Control |
| POWELL HOLDINGS GROUP, LLC | DE | OWNER (PARENT) | E | Control |
| POWELL HOLDINGS GROUP, LLC | DE | OWNER (PARENT) | E | Control |
| POWELL HOLDINGS GROUP, LLC | DE | OWNER (PARENT) | E | Control |
| POWELL HOLDINGS GROUP, LLC | DE | OWNER (PARENT) | E | Control |
| POWELL HOLDINGS GROUP, LLC | DE | OWNER (PARENT) | E | Control |
| POWELL HOLDINGS GROUP, LLC | DE | OWNER (PARENT) | E | Control |
| POWELL HOLDINGS GROUP, LLC | DE | OWNER (PARENT) | E | Control |
| POWELL HOLDINGS GROUP, LLC | DE | OWNER (PARENT) | E | Control |
| POWELL HOLDINGS GROUP, LLC | DE | OWNER (PARENT) | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Robertson, James, Andrew | I | POWELL HOLDINGS GROUP, LLC | F | Control |
| Robertson, James, Andrew | I | POWELL HOLDINGS GROUP, LLC | F | Control |
| Robertson, James, Andrew | I | POWELL HOLDINGS GROUP, LLC | F | Control |
| Robertson, James, Andrew | I | POWELL HOLDINGS GROUP, LLC | F | Control |
| Robertson, James, Andrew | I | POWELL HOLDINGS GROUP, LLC | F | Control |
| iseman, jeffrey | I | POWELL HOLDINGS GROUP, LLC | F | Control |
| WRENCH, DAVID, DUANE | I | POWELL HOLDINGS | E | Control |
| WRENCH, DAVID, DUANE | I | POWELL HOLDINGS | E | Control |
| WRENCH, DAVID, DUANE | I | POWELL HOLDINGS | E | Control |
| WRENCH, DAVID, DUANE | I | POWELL HOLDINGS | E | Control |
Registrations
Federal
IA
Jun 18, 2019 REGISTERED
Notice Filings (1)
WA
Address
7191 WAGNER WAY, NW, SUITE 304GIG HARBOR, WA 98335
United States
Phone: 417.234.1489