PRISM FINANCIAL STRATEGIES, LLC
CRD #289033 SEC #801-118925 ENGLEWOOD, CO 720-458-6841
SEC Registered
Total AUM
$195.9M
Discretionary
$173.8M
Employees
8
Clients
251
Accounts
738
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 17, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| ENGELMAN, JEFFREY, GENE | I | MANAGING MEMBER, CCO | E | Control |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | B | |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | B | |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | B | |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | B | |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | B | |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | B | |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | B | |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | B | |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | B | |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | B | |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | B | |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | B | |
| MAASKE, ERIC, DAVID | I | MANAGING MEMBER | A |
Registrations
Federal
IA
Feb 17, 2023 REGISTERED
Notice Filings (4)
CO FL NE TX
Address
333 W. HAMPDEN AVE.SUITE 605
ENGLEWOOD, CO 80110
United States
Phone: 720-458-6841