RIA Intelligence

3D WEALTH RIA, LLC

CRD #289081 SEC #801-111887 LOCUST VALLEY, NY 516-759-3900
SEC Registered
Total AUM
$12.5M
Discretionary
$12.5M
Employees
5
Clients
0
Accounts
25

Firm Details

Organization Type
Limited Liability Company
State of Formation
South Dakota
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 11, 2019
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DIEFENDORF, MONROE, MIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
DIEFENDORF, MONROE, MIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
DIEFENDORF, MONROE, MIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
DIEFENDORF, MONROE, MIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
DIEFENDORF, MONROE, MIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
DIEFENDORF, MONROE, MIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
DIEFENDORF, MONROE, MIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
DIEFENDORF, MONROE, MIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
DIEFENDORF, MONROE, MIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
3 DIMENSIONAL WEALTH ADVISORY, LLCDESHAREHOLDERE Control
3 DIMENSIONAL WEALTH ADVISORY, LLCDESHAREHOLDERE Control
3 DIMENSIONAL WEALTH ADVISORY, LLCDESHAREHOLDERE Control
3 DIMENSIONAL WEALTH ADVISORY, LLCDESHAREHOLDERE Control
3 DIMENSIONAL WEALTH ADVISORY, LLCDESHAREHOLDERE Control
3 DIMENSIONAL WEALTH ADVISORY, LLCDESHAREHOLDERE Control
3 DIMENSIONAL WEALTH ADVISORY, LLCDESHAREHOLDERE Control
3 DIMENSIONAL WEALTH ADVISORY, LLCDESHAREHOLDERE Control
3 DIMENSIONAL WEALTH ADVISORY, LLCDESHAREHOLDERE Control
THE DIEFENDORF FAMILY 2011 DYNASTY TRUSTDESHAREHOLDERE

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SOUTH DAKOTA TRUST COMPANY, LLCDEDIEFENDORF FAMILY 2011 DYNASTY TRUSTF Control
SOUTH DAKOTA TRUST COMPANY, LLCDEDIEFENDORF FAMILY 2011 DYNASTY TRUSTF Control
SOUTH DAKOTA TRUST COMPANY, LLCDEDIEFENDORF FAMILY 2011 DYNASTY TRUSTF Control
SOUTH DAKOTA TRUST COMPANY, LLCDEDIEFENDORF FAMILY 2011 DYNASTY TRUSTF Control
SOUTH DAKOTA TRUST COMPANY, LLCDEDIEFENDORF FAMILY 2011 DYNASTY TRUSTF Control
SOUTH DAKOTA TRUST COMPANY, LLCDEDIEFENDORF FAMILY 2011 DYNASTY TRUSTF Control
SOUTH DAKOTA TRUST COMPANY, LLCDEDIEFENDORF FAMILY 2011 DYNASTY TRUSTF Control
SOUTH DAKOTA TRUST COMPANY, LLCDEDIEFENDORF FAMILY 2011 DYNASTY TRUSTF Control
SOUTH DAKOTA TRUST COMPANY, LLCDEDIEFENDORF FAMILY 2011 DYNASTY TRUSTF Control
THE DIEFENDORF FAMILY 2011 DYNASTY TRUSTDE3 DIMENSIONAL WEALTH ADVISORY, LLCE
THE DIEFENDORF FAMILY 2011 DYNASTY TRUSTDE3 DIMENSIONAL WEALTH ADVISORY, LLCE
THE DIEFENDORF FAMILY 2011 DYNASTY TRUSTDE3 DIMENSIONAL WEALTH ADVISORY, LLCE
THE DIEFENDORF FAMILY 2011 DYNASTY TRUSTDE3 DIMENSIONAL WEALTH ADVISORY, LLCE
THE DIEFENDORF FAMILY 2011 DYNASTY TRUSTDE3 DIMENSIONAL WEALTH ADVISORY, LLCE
THE DIEFENDORF FAMILY 2011 DYNASTY TRUSTDE3 DIMENSIONAL WEALTH ADVISORY, LLCE
THE DIEFENDORF FAMILY 2011 DYNASTY TRUSTDE3 DIMENSIONAL WEALTH ADVISORY, LLCE
THE DIEFENDORF FAMILY 2011 DYNASTY TRUSTDE3 DIMENSIONAL WEALTH ADVISORY, LLCE

Registrations

Federal

IA
Jul 11, 2019 REGISTERED

Notice Filings (2)

NY SD

Address

152 FOREST AVE.
LOCUST VALLEY, NY 11560
United States
Phone: 516-759-3900