CARY STREET PARTNERS ASSET MANAGEMENT LLC
Legal name: CARY STREET PARTNERS ASSET MANAGEMENT
CRD #289178 SEC #801-110994 RICHMOND, VA 804-340-8100
SEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
Employees
48
Clients
0
Accounts
3,255
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 27, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAYNE, WALTER, DONALD | I | BOARD MANAGER; PRESIDENT, MANAGING DIRECTOR (CSPF) | NA | Control |
| BAYNE, WALTER, DONALD | I | BOARD MANAGER; PRESIDENT, MANAGING DIRECTOR (CSPF) | NA | Control |
| BAYNE, WALTER, DONALD | I | BOARD MANAGER; PRESIDENT, MANAGING DIRECTOR (CSPF) | NA | Control |
| BAYNE, WALTER, DONALD | I | BOARD MANAGER; PRESIDENT, MANAGING DIRECTOR (CSPF) | NA | Control |
| BAYNE, WALTER, DONALD | I | BOARD MANAGER; PRESIDENT, MANAGING DIRECTOR (CSPF) | NA | Control |
| BAYNE, WALTER, DONALD | I | BOARD MANAGER; PRESIDENT, MANAGING DIRECTOR (CSPF) | NA | Control |
| BAYNE, WALTER, DONALD | I | BOARD MANAGER; PRESIDENT, MANAGING DIRECTOR (CSPF) | NA | Control |
| BAYNE, WALTER, DONALD | I | BOARD MANAGER; PRESIDENT, MANAGING DIRECTOR | NA | Control |
| BAYNE, WALTER, DONALD | I | BOARD MANAGER; PRESIDENT, MANAGING DIRECTOR | NA | Control |
| BAYNE, WALTER, DONALD | I | PRESIDENT, MANAGING DIRECTOR | NA | Control |
| CHEN, HSUEH-LIANG "LEON" | I | BOARD MANAGER; CHIEF TECHNOLOGY OFFICER (CSPF) | NA | Control |
| CHEN, HSUEH-LIANG "LEON" | I | BOARD MANAGER; CHIEF TECHNOLOGY OFFICER (CSPF) | NA | Control |
| CHEN, HSUEHLIANG | I | BOARD MANAGER; CHIEF TECHNOLOGY OFFICER, MANAGING DIRECTOR (CSPF) | NA | Control |
| CHEN, HSUEHLIANG | I | BOARD MANAGER; CHIEF TECHNOLOGY OFFICER, MANAGING DIRECTOR (CSPF) | NA | Control |
| CHEN, HSUEHLIANG | I | BOARD MANAGER; CHIEF TECHNOLOGY OFFICER (CSPF) | NA | Control |
| CHEN, HSUEHLIANG | I | BOARD MANAGER; CHIEF TECHNOLOGY OFFICER (CSPF) | NA | Control |
| CHEN, HSUEHLIANG | I | BOARD MANAGER; CHIEF TECHNOLOGY OFFICER (CSPF) | NA | Control |
| CHEN, HSUEHLIANG | I | BOARD MANAGER; CHIEF TECHNOLOGY OFFICER (CSPF) | NA | Control |
| CHEN, HSUEHLIANG | I | BOARD MANAGER; CHIEF TECHNOLOGY OFFICER (CSPF) | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORDLE, POLLY, WHITE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLUP, WESLEY, HAMILTON | I | BOARD MANAGER; CHIEF OPERATING OFFICER (CSPF) | NA | Control |
| GALLUP, WESLEY, HAMILTON | I | BOARD MANAGER; CHIEF OPERATING OFFICER (CSPF) | NA | Control |
| GALLUP, WESLEY, HAMILTON | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR | NA | Control |
| Gallup, Wesley | I | DEPUTY CHIEF OPERATIONS OFFICER | NA | Control |
| Gallup, Wesley | I | DEPUTY CHIEF OPERATIONS OFFICER | NA | Control |
| Gallup, Wesley | I | DEPUTY CHIEF OPERATIONS OFFICER | NA | Control |
| Gallup, Wesley | I | BOARD MANAGER; CHIEF OPERATING OFFICER, MANAGING DIRECTOR (CSPF) | NA | Control |
| Gallup, Wesley | I | BOARD MANAGER; CHIEF OPERATING OFFICER, MANAGING DIRECTOR (CSPF) | NA | Control |
| Gallup, Wesley | I | BOARD MANAGER; CHIEF OPERATING OFFICER (CSPF) | NA | Control |
| Gallup, Wesley | I | BOARD MANAGER; CHIEF OPERATING OFFICER (CSPF) | NA | Control |
| Gallup, Wesley | I | BOARD MANAGER; CHIEF OPERATING OFFICER (CSPF) | NA | Control |
| Gallup, Wesley | I | BOARD MANAGER; CHIEF OPERATING OFFICER (CSPF) | NA | Control |
| Gallup, Wesley | I | BOARD MANAGER; CHIEF OPERATING OFFICER (CSPF) | NA | Control |
| HERRICK, THOMAS, OWEN | I | PRESIDENT | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HERRICK, THOMAS, OWEN | I | BOARD MANAGER; CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR (CSPF) | NA | Control |
| HERRICK, THOMAS, OWEN | I | BOARD MANAGER; CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR (CSPF) | NA | Control |
| HERRICK, THOMAS, OWEN | I | BOARD MANAGER; CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR (CSPF) | NA | Control |
| HERRICK, THOMAS, OWEN | I | BOARD MANAGER; CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR (CSPF) | NA | Control |
| HERRICK, THOMAS, OWEN | I | BOARD MANAGER; CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR (CSPF) | NA | Control |
| HERRICK, THOMAS, OWEN | I | BOARD MANAGER; CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR (CSPF) | NA | Control |
| HERRICK, THOMAS, OWEN | I | BOARD MANAGER; CHIEF MARKET STRATEGIST, MANAGING DIRECTOR (CSPF); CHIEF INVESTMENT OFFICER (CSPAM) | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| MITCHELL, KEVIN, LEE | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| OLIVER, NANCY, RIGGLEMAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| OLIVER, NANCY, RIGGLEMAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| OLIVER, NANCY, RIGGLEMAN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | |
| RUBIN, MATTHEW, LAWRENCE | I | CHIEF INVESTMENT OFFICER (CSPF) | NA | Control |
| RUBIN, MATTHEW, LAWRENCE | I | CHIEF INVESTMENT OFFICER (CSPF) | NA | Control |
| RUBIN, MATTHEW, LAWRENCE | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| Rubin, Matthew, L | I | BOARD MANAGER; CHIEF INVESTMENT OFFICER (CSPF), MANAGING DIRECTOR | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR (CARY STREET PARTNERS FINANCIAL LLC OR "CSPF") | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR (CARY STREET PARTNERS FINANCIAL LLC OR "CSPF") | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER (CSPF) | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER (CSPF) | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER (CSPF) | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER (CSPF) | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER (CSPF) | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER (CSPF) | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER (CSPF) | NA | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CHIEF EXECUTIVE OFFICER (CSPF) | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPENCE, KEVIN, DION | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spence, Kevin | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Spence, Kevin | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, JESSICA, LACEY | I | BOARD MANAGER; CHIEF COMPLIANCE OFFICER & CORPORATE COUNSEL, MANAGING DIRECTOR (CSPF) | NA | Control |
| THOMPSON, JESSICA, LACEY | I | BOARD MANAGER; CHIEF COMPLIANCE OFFICER & CORPORATE COUNSEL, MANAGING DIRECTOR (CSPF) | NA | Control |
| THOMPSON, JESSICA, LACEY | I | BOARD MANAGER; CHIEF COMPLIANCE OFFICER & CORPORATE COUNSEL, MANAGING DIRECTOR (CSPF) | NA | Control |
| THOMPSON, JESSICA, LACEY | I | BOARD MANAGER; CHIEF COMPLIANCE OFFICER & CORPORATE COUNSEL, MANAGING DIRECTOR (CSPF) | NA | Control |
| THOMPSON, JESSICA, LACEY | I | BOARD MANAGER; CHIEF COMPLIANCE OFFICER & CORPORATE COUNSEL, MANAGING DIRECTOR (CSPF) | NA | Control |
| THOMPSON, JESSICA, LACEY | I | BOARD MANAGER; CHIEF COMPLIANCE OFFICER & CORPORATE COUNSEL, MANAGING DIRECTOR (CSPF) | NA | Control |
| THOMPSON, JESSICA, LACEY | I | BOARD MANAGER; CHIEF COMPLIANCE OFFICER & CORPORATE COUNSEL, MANAGING DIRECTOR (CSPF) | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | SECRETARY/TREASURER, BOARD MANAGER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF) | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | SECRETARY/TREASURER, BOARD MANAGER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF) | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | SECRETARY/TREASURER, BOARD MANAGER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF) | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | SECRETARY/TREASURER, BOARD MANAGER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF) | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | SECRETARY/TREASURER, BOARD MANAGER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF) | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | SECRETARY/TREASURER, BOARD MANAGER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF) | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | SECRETARY/TREASURER, BOARD MANAGER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF) | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | SECRETARY/TREASURER, BOARD MANAGER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF) | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | SECRETARY/TREASURER, BOARD MANAGER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF) | NA | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | SECRETARY/TREASURER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF) | NA | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | DE | OWNER | E | Control |
| CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | DE | OWNER | E | Control |
| CARY STREET PARTNERS HOLDINGS LLC | DE | OWNER | E | Control |
| LUXON FINANCIAL LLC | DE | OWNER | E | Control |
| LUXON FINANCIAL LLC | DE | OWNER | E | Control |
| LUXON FINANCIAL LLC | DE | OWNER | E | Control |
| LUXON FINANCIAL LLC | DE | OWNER | E | Control |
| LUXON FINANCIAL LLC | DE | OWNER | E | Control |
| LUXON FINANCIAL LLC | DE | OWNER | E | Control |
| LUXON FINANCIAL LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAYNE, WALTER, DONALD | I | CARY STREET PARTNERS HOLDINGS LLC | F | Control |
| BAYNE, WALTER, DONALD | I | LUXON FINANCIAL LLC | F | Control |
| BAYNE, WALTER, DONALD | I | LUXON FINANCIAL LLC | F | Control |
| BAYNE, WALTER, DONALD | I | LUXON FINANCIAL LLC | F | Control |
| BAYNE, WALTER, DONALD | I | LUXON FINANCIAL LLC | F | Control |
| BAYNE, WALTER, DONALD | I | LUXON FINANCIAL LLC | F | Control |
| BAYNE, WALTER, DONALD | I | LUXON FINANCIAL LLC | F | Control |
| BROWER, JOSEPH, MARTIN | I | CARY STREET PARTNERS HOLDINGS LLC | F | |
| Beard, Anson, Hill | I | LUXON FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | LUXON FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | LUXON FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | LUXON FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | LUXON FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | LUXON FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | LUXON FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Beard, Anson, Hill | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | LUXON FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| CHAPMAN JR, MAX C | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| DUCERA PARTNERS LLC | DE | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| DUCERA PARTNERS LLC | DE | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| DUCERA PARTNERS LLC | DE | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| DUCERA PARTNERS LLC | DE | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| DUCERA PARTNERS LLC | DE | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| GAMBILL, MARK, MINTFORD | I | CARY STREET PARTNERS HOLDINGS LLC | F | |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| HALLIBURTON, BENJAMIN, CARY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Hazel, Richard, Marshall | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Hazel, Richard, Marshall | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Hazel, Richard, Marshall | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Hazel, Richard, Marshall | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| Hazel, Richard, Marshall | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| Hazel, Richard, Marshall | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| Hazel, Richard, Marshall | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| Hazel, Richard, Marshall | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| Hazel, Richard, Marshall | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| Hazel, Richard, Marshall | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| ROGERS, WENDY G | I | LUXON FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| ROGERS, WENDY G | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS HOLDINGS LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | LUXON FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | LUXON FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | LUXON FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | LUXON FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | LUXON FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | LUXON FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | LUXON FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| SCHMUCKLER, JOSEPH, REDMOND | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| SLONECKER, DERRON, SCOTT | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| STEWART, DOUGLAS, GUY | I | LUXON FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| STOCKTON, KATHERINE, TOWNSHEND | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| STOCKTON, KATHERINE, TOWNSHEND | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| STOCKTON, KATHERINE, TOWNSHEND | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| STOCKTON, KATHERINE, TOWNSHEND | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| TEDESCO, MARIA, PIA | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | |
| TEDESCO, MARIA, PIA | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | |
| TEDESCO, MARIA, PIA | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | |
| TEDESCO, MARIA, PIA | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | |
| TEDESCO, MARIA, PIA | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | |
| TEDESCO, MARIA, PIA | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CARY STREET PARTNERS HOLDINGS LLC | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | LUXON FINANCIAL LLC | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | LUXON FINANCIAL LLC | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | LUXON FINANCIAL LLC | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | LUXON FINANCIAL LLC | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | LUXON FINANCIAL LLC | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | LUXON FINANCIAL LLC | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CARY STREET PARTNERS FINANCIAL LLC | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| TULLIDGE, THOMAS, HOGSHEAD | I | CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | F | Control |
| STEWART, DOUGLAS, GUY | I | CARY STREET PARTNERS HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Jun 27, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VI VT WA WI WV
Address
901 EAST BYRD STREETSUITE 1001
RICHMOND, VA 23219
United States
Phone: 804-340-8100