SUMMERHAVEN INVESTMENT MANAGEMENT, LLC
CRD #289269 SEC #801-111663 STAMFORD, CT 203-352-2700
SEC Registered Disclosures
Total AUM
$163.7M
Discretionary
$163.7M
Employees
9
Clients
--
Accounts
2
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 0
- LEI
- 2549003IWFO4GH02W363
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOWLEY, STEPHEN, MITCHELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOWLEY, STEPHEN, MITCHELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIETER, ROBERT | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| DIETER, ROBERT | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| DIETER, ROBERT | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| DIETER, ROBERT | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| DIETER, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MASCARINAS, CHRISTIAN, VALERIO | I | HEAD OF MARKETING | NA | Control |
| MASCARINAS, CHRISTIAN, VALERIO | I | HEAD OF MARKETING | NA | Control |
| SONTI, BABU, VENKATESH | I | CHIEF OPERATING OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| SONTI, BABU, VENKATESH | I | CHIEF OPERATING OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| SONTI, BABU, VENKATESH | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| SONTI, BABU, VENKATESH | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| SONTI, BABU, VENKATESH | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND CHIEF TECHNOLOGY OFFICER | NA | Control |
| NELSON, KURT, JONATHON | I | MANAGING MEMBER: CHIEF EXECUTIVE OFFICER | E | Control |
| NELSON, KURT, JONATHON | I | MANAGING MEMBER: CHIEF EXECUTIVE OFFICER | E | Control |
| NELSON, KURT, JONATHON | I | MANAGING MEMBER: CHIEF EXECUTIVE OFFICER | E | Control |
| NELSON, KURT, JONATHON | I | MANAGING MEMBER: CHIEF EXECUTIVE OFFICER | E | Control |
| NELSON, KURT, JONATHON | I | MANAGING MEMBER: CHIEF EXECUTIVE OFFICER | E | Control |
| NELSON, KURT, JONATHON | I | MANAGING MEMBER: CHIEF EXECUTIVE OFFICER | E | Control |
| NELSON, KURT, JONATHON | I | MANAGING MEMBER: CHIEF EXECUTIVE OFFICER | E | Control |
| NELSON, KURT, JONATHON | I | MEMBER; CHIEF MARKETING OFFICER | C | Control |
| NELSON, KURT, JONATHON | I | PARTNER; CHIEF MARKETING OFFICER | C | Control |
| NELSON, KURT, JONATHON | I | MEMBER; CHIEF MARKETING OFFICER | C | Control |
| NELSON, KURT, JONATHON | I | MEMBER; HEAD OF CLIENT SOLUTIONS | C | Control |
| RIZVI, ASHRAF, RAZA | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | C | Control |
| RIZVI, ASHRAF, RAZA | I | PARTNER; CHIEF EXECUTIVE OFFICER | C | Control |
| RIZVI, ASHRAF, RAZA | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | C | Control |
| RIZVI, ASHRAF, RAZA | I | MANAGING MEMBER; CHIEF EXECUTIVE OFFICER | C | Control |
| ROUWENHORST, KLAZINUS, GEERT | I | MEMBER; HEAD OF RESEARCH | C | Control |
| ROUWENHORST, KLAZINUS, GEERT | I | PARTNER; HEAD OF RESEARCH | C | Control |
| ROUWENHORST, KLAZINUS, GEERT | I | MEMBER; HEAD OF RESEARCH | C | Control |
| ROUWENHORST, KLAZINUS, GEERT | I | MEMBER; HEAD OF COMMODITY RESEARCH | B | Control |
| ROUWENHORST, KLAZINUS, GEERT | I | MEMBER; HEAD OF COMMODITY RESEARCH | B | Control |
| ROUWENHORST, KLAZINUS, GEERT | I | MEMBER; HEAD OF COMMODITY RESEARCH | B | Control |
| ROUWENHORST, KLAZINUS, GEERT | I | MEMBER; HEAD OF COMMODITY RESEARCH | B | Control |
| ROUWENHORST, KLAZINUS, GEERT | I | MEMBER; HEAD OF COMMODITY RESEARCH | B | Control |
| ROUWENHORST, KLAZINUS, GEERT | I | MEMBER; HEAD OF COMMODITY RESEARCH | B | Control |
| ROUWENHORST, KLAZINUS, GEERT | I | MEMBER; HEAD OF COMMODITY RESEARCH | B | Control |
| SCHULTZ, JOSEPH, JAMES | I | MEMBER; CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | B | Control |
| ROUWENHORST, KLAZINUS, GEERT | I | MEMBER; HEAD OF COMMODITY RESEARCH | A | Control |
| SCHULTZ, JOSEPH | I | PARTNER; CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | A | Control |
| SCHULTZ, JOSEPH, JAMES | I | MEMBER; CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | A | Control |
| SCHULTZ, JOSEPH, JAMES | I | MEMBER; CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | A | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (1)
CT
Address
1266 E. MAIN STREETFOURTH FLOOR
STAMFORD, CT 06902
United States
Phone: 203-352-2700