CODE WAECHTER LLC
CRD #289372 SEC #801-119308 TAMPA, FL 813-287-8775
SEC Registered
Total AUM
$329.5M
Discretionary
$329.5M
Employees
6
Clients
101
Accounts
1,012
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| Gretchen, Lauren, Gail | I | CCO | NA | |
| CODE WAECHTER HOLDINGS, LLC | DE | OWNER | E | Control |
| CODE WAECHTER HOLDINGS, LLC | DE | OWNER | E | Control |
| CODE WAECHTER HOLDINGS, LLC | DE | OWNER | E | Control |
| CODE WAECHTER HOLDINGS, LLC | DE | OWNER | E | Control |
| CODE WAECHTER HOLDINGS, LLC | DE | OWNER | E | Control |
| CODE WAECHTER HOLDINGS, LLC | DE | OWNER | E | Control |
| CODE WAECHTER HOLDINGS, LLC | DE | OWNER | E | Control |
| CODE, BRIAN, EDWARD | I | MANAGING DIRECTOR | C | Control |
| CODE, BRIAN, EDWARD | I | MANAGING DIRECTOR | C | Control |
| CODE, BRIAN, EDWARD | I | MANAGING DIRECTOR | C | Control |
| CODE, BRIAN, EDWARD | I | MANAGING DIRECTOR | C | Control |
| CODE, BRIAN, EDWARD | I | MANAGING DIRECTOR | C | Control |
| CODE, BRIAN, EDWARD | I | MANAGING DIRECTOR | C | Control |
| CODE, BRIAN, EDWARD | I | MANAGING DIRECTOR | C | Control |
| CODE, BRIAN, EDWARD | I | MANAGING DIRECTOR | C | Control |
| CODE, JORDAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | C | Control |
| CODE, JORDAN, PATRICK | I | MANAGING DIRECTOR | C | Control |
| CODE, JORDAN, PATRICK | I | MANAGING DIRECTOR | C | Control |
| CODE, JORDAN, PATRICK | I | MANAGING DIRECTOR | C | Control |
| CODE, JORDAN, PATRICK | I | MANAGING DIRECTOR | C | Control |
| CODE, JORDAN, PATRICK | I | MANAGING DIRECTOR | C | Control |
| CODE, JORDAN, PATRICK | I | MANAGING DIRECTOR | C | Control |
| CODE, JORDAN, PATRICK | I | MANAGING DIRECTOR | C | Control |
| WAECHTER, SCOTT, THOMAS | I | MANAGING DIRECTOR | C | Control |
| WAECHTER, SCOTT, THOMAS | I | MANAGING DIRECTOR | C | Control |
| WAECHTER, SCOTT, THOMAS | I | MANAGING DIRECTOR | C | Control |
| WAECHTER, SCOTT, THOMAS | I | MANAGING DIRECTOR | C | Control |
| WAECHTER, SCOTT, THOMAS | I | MANAGING DIRECTOR | C | Control |
| WAECHTER, SCOTT, THOMAS | I | MANAGING DIRECTOR | C | Control |
| WAECHTER, SCOTT, THOMAS | I | MANAGING DIRECTOR | C | Control |
| WAECHTER, SCOTT, THOMAS | I | MANAGING DIRECTOR | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CODE, BRIAN, EDWARD | I | CODE WAECHTER HOLDINGS, LLC | C | Control |
| CODE, JORDAN, PATRICK | I | CODE WAECHTER HOLDINGS, LLC | C | Control |
| CODE, JORDAN, PATRICK | I | CODE WAECHTER HOLDINGS, LLC | C | Control |
| CODE, JORDAN, PATRICK | I | CODE WAECHTER HOLDINGS, LLC | C | Control |
| WAECHTER, SCOTT, THOMAS | I | CODE WAECHTER HOLDINGS, LLC | C | Control |
| WAECHTER, SCOTT, THOMAS | I | CODE WAECHTER HOLDINGS, LLC | C | Control |
| WAECHTER, SCOTT, THOMAS | I | CODE WAECHTER HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Jul 25, 2025 REGISTERED
Notice Filings (4)
FL GA NH TX
Address
4890 W. KENNEDY BLVD.SUITE 680
TAMPA, FL 33609
United States
Phone: 813-287-8775