VAN LEEUWEN & ASSOCIATES, INC.
Legal name: VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES
CRD #289463 SEC #801-111092 RICHMOND, KY (859) 626-3400
SEC Registered
Total AUM
$460.7M
Discretionary
$460.7M
Employees
3
Clients
0
Accounts
1,115
Firm Details
- Organization Type
- Corporation
- State of Formation
- Kentucky
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 9, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Van Leeuwen, Julia, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Julia, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Julia, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Julia, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Julia, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Julia, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Julia, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Julia, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Julia, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Mark, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Mark, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Mark, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Mark, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Mark, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Mark, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Mark, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Mark, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Mark, A | I | SHAREHOLDER | NA | |
| Van Leeuwen, Sarah, M | I | SHAREHOLDER | NA | |
| Van Leeuwen, Sarah, M | I | SHAREHOLDER | NA | |
| Van Leeuwen, Sarah, M | I | SHAREHOLDER | NA | |
| Van Leeuwen, Sarah, M | I | SHAREHOLDER | NA | |
| Van Leeuwen, Sarah, M | I | SHAREHOLDER | NA | |
| Van Leeuwen, Sarah, M | I | SHAREHOLDER | NA | |
| Van Leeuwen, Sarah, M | I | SHAREHOLDER | NA | |
| Van Leeuwen, Sarah, M | I | SHAREHOLDER | NA | |
| Van Leeuwen, Sarah, M | I | SHAREHOLDER | NA | |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| VANLEEUWEN, MARK, DENNIS | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | B | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | A | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | A | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | A | |
| ARNOLD, KRISTOFFER, DOUGLAS | I | INVESTMENT ADVISOR REPRESENTATIVE, ALTERNATE REGULATORY CONTACT | A |
Registrations
Federal
IA
Oct 9, 2025 REGISTERED
Notice Filings (7)
FL KS KY LA NH OH TX
Address
808 WEST MAIN STREETRICHMOND, KY 40475
United States
Phone: (859) 626-3400