RIA Intelligence

GOALEN FINANCIAL ADVISORS, LLC

Legal name: GOALEN FINANCIAL ADVISORS

CRD #289497 SEC #801-111638 SALT LAKE CITY, UT 801-746-7171
SEC Registered
Total AUM
$1.9M
Discretionary
$1.9M
Employees
2
Clients
1
Accounts
21

Firm Details

Organization Type
Limited Liability Company
State of Formation
Utah
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 18, 2019
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
JACOBSEN, ERIC, MICHAELICHIEF COMPLIANCE OFFICERNA Control
JACOBSEN, ERIC, MICHAELICHIEF COMPLIANCE OFFICERNA Control
JACOBSEN CAPITAL MANAGEMENTDEOWNERE Control
JACOBSEN CAPITAL MANAGEMENTDEOWNERE Control
JACOBSEN, AMYIMEMBERD
JACOBSEN, AMYIMEMBERD
JACOBSEN, ERIC, MICHAELIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
JACOBSEN, ERIC, MICHAELIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
JACOBSEN, AMYIMEMBERC
JACOBSEN, ERIC, MICHAELIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
GOALEN, STEPHENIMEMBERB
GOALEN, STEPHENIPRINCIPALB
GOALEN, STEPHENIMEMBERB
S.A.G LLCDEOWNERB Control
S.A.G LLCDEOWNERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GOALEN, STEPHENIS.A.G LLCF Control
GOALEN, STEPHENIS.A.G LLCF Control
JACOBSEN, AMYIJACOBSEN CAPITAL MANAGEMENTF
JACOBSEN, AMYIJACOBSEN CAPITAL MANAGEMENTF
JACOBSEN, ERIC, MICHAELIJACOBSEN CAPITAL MANAGEMENTF Control
JACOBSEN, ERIC, MICHAELIJACOBSEN CAPITAL MANAGEMENTF Control

Registrations

Federal

IA
Jan 18, 2019 REGISTERED

Notice Filings (1)

UT

Address

101 S. 200 EAST
SUITE 524
SALT LAKE CITY, UT 84111
United States
Phone: 801-746-7171