PLANMEMBER ASSET MANAGEMENT CORPORATION
CRD #289591 SEC #801-111678 CARPINTERIA, CA 805-684-1199
SEC Registered
Total AUM
--
Discretionary
--
Employees
8
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| BOWMAN, BYRON, FRANCIS | I | CHIEF LEGAL OFFICER AND SECRETARY | NA | |
| HALEY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALEY, SEAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANSON, STEVEN, R | I | CHIEF FINANCIAL OFFICER / FINOPS | NA | Control |
| HANSON, STEVEN, R | I | CHIEF FINANCIAL OFFICER / FINOPS | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER/FINOP/CFO | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER/FINOP/CFO | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| JANEWAY, TERRALL, JOSEPH | I | EVP/CHIEF OPERATING OFFICER | NA | Control |
| KEMBLE, WILLIAM, STARR | I | SR. VICE PRESIDENT/CFO | NA | |
| KEMBLE, WILLIAM, STARR | I | SR. VICE PRESIDENT/CFO | NA | |
| KEMBLE, WILLIAM, STARR | I | SR. VICE PRESIDENT/CFO | NA | |
| KEMBLE, WILLIAM, STARR | I | SR. VICE PRESIDENT/CFO | NA | |
| KEMBLE, WILLIAM, STARR | I | SR. VICE PRESIDENT/CFO | NA | |
| KEMBLE, WILLIAM, STARR | I | SR. VICE PRESIDENT/CFO | NA | |
| KEMBLE, WILLIAM, STARR | I | SR. VICE PRESIDENT/CFO | NA | |
| KEMBLE, WILLIAM, STARR | I | SR. VICE PRESIDENT/CFO | NA | |
| KEMBLE, WILLIAM, STARR | I | SR. VICE PRESIDENT/CFO | NA | |
| MURPHY, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| MURPHY, DANIEL, ANTHONY | I | CHIEF COMPLIANCE OFFICER/VP | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| NUGENT, THOMAS, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| ZIEHL, JON, MICHAEL | I | PRESIDENT | NA | Control |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | Control |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | Control |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | Control |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | Control |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | Control |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | Control |
| PLANMEMBER FINANCIAL CORPORATION | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA DISTRIBUTION HOLDING CORPORATION | E | Control |
| AXA EQUITABLE HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA EQUITABLE HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA EQUITABLE HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE DISTRIBUTION HOLDING CORPORATION | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| ZIEHL, JON, MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON, MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON, MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON, MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON, MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON, MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON, MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON, MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON, MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON, MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON, MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| ZIEHL, JON, MICHAEL | I | PLANMEMBER FINANCIAL CORPORATION | E | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION) | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | DE | PLANMEMBER FINANCIAL CORPORATION | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
6187 CARPINTERIA AVENUECARPINTERIA, CA 93013
United States
Phone: 805-684-1199