MATHESON & ROCK WEALTH MANAGEMENT, LLC
CRD #289603 SEC #801-114867 DAVENPORT, IA 800-682-3937
SEC Registered
Total AUM
$435M
Discretionary
$330M
Employees
3
Clients
--
Accounts
1,022
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MATHESON, MICHAEL, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MATHESON, MICHAEL, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MATHESON, MICHAEL, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MATHESON, MICHAEL, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MATHESON, MICHAEL, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MATHESON, MICHAEL, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MATHESON, MICHAEL, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROCK, DEAN, ALLEN | I | OWNER | NA | |
| ROCK, DEAN, ALLEN | I | OWNER | NA | |
| ROCK, DEAN, ALLEN | I | OWNER | NA | |
| ROCK, DEAN, ALLEN | I | OWNER | NA | |
| ROCK, DEAN, ALLEN | I | OWNER | NA | |
| ROCK, DEAN, ALLEN | I | OWNER | NA | |
| BEYER & ROCK INVESTMENTS, LLC | DE | OWNER | E | Control |
| BEYER & ROCK INVESTMENTS, LLC | DE | OWNER | E | Control |
| BEYER & ROCK INVESTMENTS, LLC | DE | OWNER | E | Control |
| BEYER & ROCK INVESTMENTS, LLC | DE | OWNER | E | Control |
| BEYER & ROCK INVESTMENTS, LLC | DE | OWNER | E | Control |
| BEYER & ROCK INVESTMENTS, LLC | DE | OWNER | E | Control |
| BEYER & ROCK INVESTMENTS, LLC | DE | OWNER | E | Control |
| BEYER & ROCK INVESTMENTS, LLC | DE | OWNER | E | Control |
| MATHESON, MICHAEL, ALLEN | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MATHESON, MICHAEL, ALLEN | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MATHESON, MICHAEL, ALLEN | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MATHESON, MICHAEL, ALLEN | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MATHESON, MICHAEL, ALLEN | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| MATHESON, MICHAEL, ALLEN | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Rock, John, David | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Rock, John, David | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Rock, John, David | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Rock, John, David | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Rock, John, David | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| Rock, John, David | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| DELVECCHIO, JUDY, ANN | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| DELVECCHIO, JUDY, ANN | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| DELVECCHIO, JUDY, ANN | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| DELVECCHIO, JUDY, ANN | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| DELVECCHIO, JUDY, ANN | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
| DELVECCHIO, JUDY, ANN | I | CHIEF COMPLIANCE OFFICER/MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DEAN A. ROCK TRUST AGREEMENT DATED 04/08/2016 | DE | BEYER & ROCK INVESTMENTS, LLC | E | Control |
| DEAN A. ROCK TRUST AGREEMENT DATED 04/08/2016 | DE | BEYER & ROCK INVESTMENTS, LLC | E | Control |
| ROCK, DEAN, ALLEN | I | DEAN A. ROCK TRUST AGREEMENT DATED 04/08/2016 | E | Control |
| ROCK, DEAN, ALLEN | I | DEAN A. ROCK TRUST AGREEMENT DATED 04/08/2016 | E | Control |
| BEYER, KERRY, JOHN | I | BEYER & ROCK INVESTMENTS, LLC | D | Control |
| BEYER, KERRY, JOHN | I | BEYER & ROCK INVESTMENTS, LLC | D | Control |
| BEYER, KERRY, JOHN | I | BEYER & ROCK INVESTMENTS, LLC | D | Control |
| BEYER, KERRY, JOHN | I | BEYER & ROCK INVESTMENTS, LLC | D | Control |
| BEYER, KERRY, JOHN | I | BEYER & ROCK INVESTMENTS, LLC | D | Control |
| ROCK, DEAN, ALLEN | I | BEYER & ROCK INVESTMENTS, LLC | C | Control |
| ROCK, DEAN, ALLEN | I | BEYER & ROCK INVESTMENTS, LLC | C | Control |
| ROCK, DEAN, ALLEN | I | BEYER & ROCK INVESTMENTS, LLC | C | Control |
| ROCK, DEAN, ALLEN | I | BEYER & ROCK INVESTMENTS, LLC | C | Control |
| ROCK, DEAN, ALLEN | I | BEYER & ROCK INVESTMENTS, LLC | C | Control |
Registrations
Federal
IA
Jan 20, 2025 REGISTERED
Notice Filings (8)
CA FL IA IL IN LA TX WI
Address
2322 E. KIMBERLY ROAD,SUITE 150N
DAVENPORT, IA 52807
United States
Phone: 800-682-3937