SGROI WEALTH ADVISORY GROUP LLC
CRD #289764 SEC #801-112067 WEST SENECA, NY 716-674-6700
SEC Registered Disclosures
Total AUM
$1.1B
Discretionary
$1.1B
Employees
27
Clients
--
Accounts
6,848
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 2, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | NA | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | NA | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | NA | Control |
| SGROI LAWLEY LLC | DE | OWNER | E | Control |
| SGROI LAWLEY LLC | DE | OWNER | E | Control |
| SGROI LAWLEY LLC | DE | OWNER | E | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| SGROI, PATRICK, JOSEPH | I | PRESIDENT | D | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
| CLOUDEN, JOHN, GERALD | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | C | Control |
Registrations
Federal
IA
Oct 2, 2025 REGISTERED
Notice Filings (12)
AZ FL GA IL MI NC NY OH PA SC TN TX
Address
965 UNION ROADWEST SENECA, NY 14224
United States
Phone: 716-674-6700