HEADWATERS SOLUTIONS LP
CRD #289831 SEC #801-116744 SAUSALITO, CA 415.636.9523.
SEC Registered
Total AUM
$170M
Discretionary
$170M
Employees
2
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEADWATERS ADVISORS LLC | DE | LIMITED PARTNER | C | Control |
| HEADWATERS ADVISORS LLC | DE | LIMITED PARTNER | C | Control |
| HEADWATERS ADVISORS LLC | DE | LIMITED PARTNER | C | Control |
| HEADWATERS ADVISORS LLC | DE | LIMITED PARTNER | C | Control |
| HEADWATERS ADVISORS LLC | DE | LIMITED PARTNER | C | Control |
| (DOWLING) ROWE, JENNIFER, M. | I | MANAGING PARTNER, CFO AND CCO | B | Control |
| 5 CONTINENTS LLC | DE | GENERAL PARTNER | B | Control |
| 5 CONTINENTS LLC | DE | GENERAL PARTNER | B | Control |
| 5 CONTINENTS LLC | DE | GENERAL PARTNER | B | Control |
| 5 CONTINENTS LLC | DE | GENERAL PARTNER | B | Control |
| 5 CONTINENTS LLC | DE | GENERAL PARTNER | B | Control |
| GUMERLOCK, ROBERT, STANLEY | I | LIMITED PARTNER (TRUSTEE OF TRUST LIMITED PARTNER) | B | |
| GUMERLOCK, ROBERT, STANLEY | I | LIMITED PARTNER (TRUSTEE OF TRUST LIMITED PARTNER) | B | |
| GUMERLOCK, ROBERT, STANLEY | I | LIMITED PARTNER (TRUSTEE OF TRUST LIMITED PARTNER) | B | |
| GUMERLOCK, ROBERT, STANLEY | I | LIMITED PARTNER (TRUSTEE OF TRUST LIMITED PARTNER) | B | |
| GUMERLOCK, ROBERT, STANLEY | I | LIMITED PARTNER (TRUSTEE OF TRUST LIMITED PARTNER) | B | |
| KELLER, JENNIFER, M. | I | MANAGING PARTNER, CFO AND CCO | B | Control |
| KELLER, JENNIFER, M. | I | MANAGING PARTNER, CFO AND CCO | B | Control |
| KELLER, JENNIFER, M. | I | MANAGING PARTNER, CFO AND CCO | B | Control |
| RESTATEMENT OF ROBERT S. GUMERLOCK TRUST DATED MAY 1, 1986 | DE | LIMITED PARTNER | B | |
| RESTATEMENT OF ROBERT S. GUMERLOCK TRUST DATED MAY 1, 1986 | DE | LIMITED PARTNER | B | |
| RESTATEMENT OF ROBERT S. GUMERLOCK TRUST DATED MAY 1, 1986 | DE | LIMITED PARTNER | B | |
| RESTATEMENT OF ROBERT S. GUMERLOCK TRUST DATED MAY 1, 1986 | DE | LIMITED PARTNER | B | |
| RESTATEMENT OF ROBERT S. GUMERLOCK TRUST DATED MAY 1, 1986 | DE | LIMITED PARTNER | B | |
| ROWE (DOWLING), JENNIFER, M. | I | MANAGING PARTNER, CFO AND CCO | B | Control |
| ROWE, MATTHEW, STEINHAUSEN | I | MANAGING PARTNER & CIO | B | Control |
| ROWE, MATTHEW, STEINHAUSEN | I | MANAGING PARTNER & CIO | B | Control |
| ROWE, MATTHEW, STEINHAUSEN | I | MANAGING PARTNER & CIO | B | Control |
| ROWE, MATTHEW, STEINHAUSEN | I | MANAGING PARTNER & CIO | B | Control |
| ROWE, MATTHEW, STEINHAUSEN | I | MANAGING PARTNER & CIO | B | Control |
| STRUVE, CLAYTON, ANDREW | I | LIMITED PARTNER | B | |
| STRUVE, CLAYTON, ANDREW | I | LIMITED PARTNER | B | |
| STRUVE, CLAYTON, ANDREW | I | LIMITED PARTNER | B | |
| STRUVE, CLAYTON, ANDREW | I | LIMITED PARTNER | B | |
| STRUVE, CLAYTON, ANDREW | I | LIMITED PARTNER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GUMERLOCK, ROBERT, STANLEY | I | RESTATEMENT OF ROBERT S. GUMERLOCK TRUST DATED MAY 1, 1986 | F | Control |
| GUMERLOCK, ROBERT, STANLEY | I | RESTATEMENT OF ROBERT S. GUMERLOCK TRUST DATED MAY 1, 1986 | F | Control |
| GUMERLOCK, ROBERT, STANLEY | I | RESTATEMENT OF ROBERT S. GUMERLOCK TRUST DATED MAY 1, 1986 | F | Control |
| GUMERLOCK, ROBERT, STANLEY | I | RESTATEMENT OF ROBERT S. GUMERLOCK TRUST DATED MAY 1, 1986 | F | Control |
| GUMERLOCK, ROBERT, STANLEY | I | RESTATEMENT OF ROBERT S. GUMERLOCK TRUST DATED MAY 1, 1986 | F | Control |
| (DOWLING) ROWE, JENNIFER, M. | I | 5 CONTINENTS LLC | D | Control |
| KELLER, JENNIFER, M. | I | 5 CONTINENTS LLC | D | Control |
| KELLER, JENNIFER, M. | I | 5 CONTINENTS LLC | D | Control |
| KELLER, JENNIFER, M. | I | 5 CONTINENTS LLC | D | Control |
| ROWE (DOWLING), JENNIFER, M. | I | 5 CONTINENTS LLC | D | Control |
| ROWE, MATTHEW, STEINHAUSEN | I | 5 CONTINENTS LLC | D | Control |
| ROWE, MATTHEW, STEINHAUSEN | I | 5 CONTINENTS LLC | D | Control |
| ROWE, MATTHEW, STEINHAUSEN | I | 5 CONTINENTS LLC | D | Control |
| ROWE, MATTHEW, STEINHAUSEN | I | 5 CONTINENTS LLC | D | Control |
| ROWE, MATTHEW, STEINHAUSEN | I | 5 CONTINENTS LLC | D | Control |
| GOSHAY, JEFFREY, DAVID | I | HEADWATERS ADVISORS LLC | C | Control |
| GOSHAY, JEFFREY, DAVID | I | HEADWATERS ADVISORS LLC | C | Control |
| GOSHAY, JEFFREY, DAVID | I | HEADWATERS ADVISORS LLC | C | Control |
| GOSHAY, JEFFREY, DAVID | I | HEADWATERS ADVISORS LLC | C | Control |
| GOSHAY, JEFFREY, DAVID | I | HEADWATERS ADVISORS LLC | C | Control |
| UNGAR, JONATHAN, DAVID | I | HEADWATERS ADVISORS LLC | C | Control |
| UNGAR, JONATHAN, DAVID | I | HEADWATERS ADVISORS LLC | C | Control |
| UNGAR, JONATHAN, DAVID | I | HEADWATERS ADVISORS LLC | C | Control |
| UNGAR, JONATHAN, DAVID | I | HEADWATERS ADVISORS LLC | C | Control |
| UNGAR, JONATHAN, DAVID | I | HEADWATERS ADVISORS LLC | C | Control |
Registrations
Federal
IA
Jun 30, 2020 REGISTERED
Notice Filings (1)
CA
Address
30 LIBERTY SHIP WAYSTE. 3220
SAUSALITO, CA 94965
United States
Phone: 415.636.9523.