RLP WEALTH ADVISORS, LLC
CRD #289841 SEC #801-111718 RIDGEWOOD, NJ 212-573-0400
SEC Registered
Total AUM
$476M
Discretionary
$361.2M
Employees
8
Clients
101
Accounts
875
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2019
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRETT, JOHN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAUL, JEREMY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PAUL, JEREMY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PAUL, JEREMY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PAUL, JEREMY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PAUL, JEREMY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PAUL, JEREMY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STURMAK, LINDSAY, HAMBLETON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STURMAK, LINDSAY, HAMBLETON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STURMAK, LINDSAY, HAMBLETON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STURMAK, LINDSAY, HAMBLETON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STURMAK, LINDSAY, HAMBLETON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Sturmak, Lindsay | I | CHIEF OPERATING OFFICER | NA | Control |
| PARADIGM FINANCIAL GROUP HOLDINGS, LLC | DE | OWNER | E | Control |
| RLP WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| RLP WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| RLP WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| RLP WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| RLP WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| RLP WEALTH HOLDINGS, LLC | DE | OWNER | E | Control |
| SHUCKEROW, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JHBJ HOLDINGS, LLC | DE | RLP WEALTH HOLDINGS, LLC | E | Control |
| JHBJ HOLDINGS, LLC | DE | RLP WEALTH HOLDINGS, LLC | E | Control |
| JHBJ HOLDINGS, LLC | DE | RLP WEALTH HOLDINGS, LLC | E | Control |
| JHBJ HOLDINGS, LLC | DE | RLP WEALTH HOLDINGS, LLC | E | Control |
| JHBJ HOLDINGS, LLC | DE | RLP WEALTH HOLDINGS, LLC | E | Control |
| JHBJ HOLDINGS, LLC | DE | RLP WEALTH HOLDINGS, LLC | E | Control |
| PAUL, JEREMY | I | JHBJ HOLDINGS, LLC | E | Control |
| PAUL, JEREMY | I | JHBJ HOLDINGS, LLC | E | Control |
| PAUL, JEREMY | I | JHBJ HOLDINGS, LLC | E | Control |
| PAUL, JEREMY | I | JHBJ HOLDINGS, LLC | E | Control |
| PAUL, JEREMY | I | JHBJ HOLDINGS, LLC | E | Control |
| PAUL, JEREMY | I | JHBJ HOLDINGS, LLC | E | Control |
| SHUCKEROW, MICHAEL, JOSEPH | I | PARADIGM FINANCIAL GROUP HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Mar 29, 2019 REGISTERED
Notice Filings (5)
CA CT FL NJ NY
Address
215 EAST RIDGEWOOD AVESUITE 205
RIDGEWOOD, NJ 07450
United States
Phone: 212-573-0400