KUMMER FINANCIAL STRATEGIES, LLC
CRD #290009 SEC #801-112079 OVERLAND PARK, KS 913-904-5700
SEC Registered
Total AUM
$278.9M
Discretionary
$278.9M
Employees
12
Clients
251
Accounts
948
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BICKNELL, CHERYL | I | CHIEF OPERATING OFFICER, CHIEF STRATEGY OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DORIAN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DORIAN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DORIAN, ANNE, JENELLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANDNES, KAREN, LEIGH | I | VICE PRESIDENT OF OPERATIONS | NA | |
| SCOTT, KATRINA, DELORES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MARINER WEALTH ADVISORS, LLC | DE | MANAGING MEMBER | E | Control |
| MARINER WEALTH ADVISORS, LLC | DE | MANAGING MEMBER | E | Control |
| MARINER WEALTH ADVISORS, LLC | DE | MANAGING MEMBER | D | Control |
| KUMMER, PATRICIA, BROWN | I | PRESIDENT/MANAGING PARTNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING CO., LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING CO., LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING CO., LLC | F | Control |
| BICKNELL FAMILY HOLDING CO., LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING CO., LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING CO., LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MARINER WEALTH ADVISORS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MARINER WEALTH ADVISORS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MARINER WEALTH ADVISORS, LLC | E | Control |
Registrations
Federal
IA
Mar 29, 2018 REGISTERED
Notice Filings (8)
AZ CA CO FL IL KS NE TX
Address
5700 W. 112TH STSUITE 500
OVERLAND PARK, KS 66211
United States
Phone: 913-904-5700