PROSPECT CAPITAL SERVICES, INC.
Legal name: WESTFIELD FINANCIAL PLANNING
CRD #290102 SEC #801-111888 WESTFIELD, NJ 908-379-2706
SEC Registered
Total AUM
$190.8M
Discretionary
$178.6M
Employees
5
Clients
101
Accounts
699
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| May 2024 | $190.8M | $178.6M | $12.2M | 5 | 2 |
| Feb 2024 | $190.8M | $178.6M | $12.2M | 5 | 2 |
| Sep 2023 | $168.3M | $167.5M | $739.3K | 6 | 2 |
| Mar 2023 | $168.3M | $167.5M | $739.3K | 6 | 2 |
| Apr 2022 | $189.3M | $188.4M | $848.3K | 6 | 0 |
| Mar 2022 | $189.3M | $188.4M | $848.3K | 6 | 0 |
| Sep 2021 | $155.4M | $155.2M | $198.8K | 6 | 0 |
| May 2021 | $155.4M | $155.2M | $198.8K | 6 | 0 |
| May 2021 | $155.4M | $155.2M | $198.8K | 6 | 0 |
| Apr 2021 | $155.4M | $155.2M | $198.8K | 6 | 0 |
| Mar 2021 | $155.4M | $155.2M | $198.8K | 6 | 0 |
| Jun 2020 | $122.6M | $122.5M | $106.5K | 6 | 0 |
| Jun 2020 | $122.6M | $122.5M | $106.5K | 6 | 0 |
| Mar 2020 | $122.6M | $122.5M | $106.5K | 6 | 0 |
| Feb 2020 | $105.2M | $103.2M | $1.9M | 6 | 0 |
| Dec 2019 | $105.2M | $103.2M | $1.9M | 6 | 0 |
| Nov 2019 | $105.2M | $103.2M | $1.9M | 6 | 0 |
| Jul 2019 | $105.2M | $103.2M | $1.9M | 6 | 0 |
| Jul 2019 | $105.2M | $103.2M | $1.9M | 6 | 0 |
| Jun 2019 | $105.2M | $103.2M | $1.9M | 6 | 0 |
| Jun 2019 | $105.2M | $103.2M | $1.9M | 7 | 0 |
| Mar 2019 | $105.2M | $103.2M | $1.9M | 6 | 0 |
| Mar 2019 | $105.2M | $103.2M | $1.9M | 5 | 0 |
| Feb 2019 | $105.2M | $103.2M | $1.9M | 5 | 0 |
| Feb 2019 | $105.2M | $103.2M | $1.9M | 6 | 0 |
| Dec 2018 | $108M | $108M | $0 | 6 | 0 |
| Nov 2018 | $108M | $108M | $0 | 6 | 0 |
| Nov 2018 | $108M | $108M | $0 | 6 | 0 |
| Sep 2018 | $108M | $108M | $0 | 6 | 0 |
| Mar 2018 | $108M | $108M | $0 | 5 | 0 |
| Nov 2017 | $0 | $0 | $0 | 2 | 0 |
| Nov 2017 | $0 | $0 | $0 | 2 | 0 |
| Sep 2017 | $0 | $0 | $0 | 1 | 0 |
DateMay 2024
Total AUM$190.8M
Discretionary$178.6M
Non-Disc.$12.2M
Employees5
Clients2
DateFeb 2024
Total AUM$190.8M
Discretionary$178.6M
Non-Disc.$12.2M
Employees5
Clients2
DateSep 2023
Total AUM$168.3M
Discretionary$167.5M
Non-Disc.$739.3K
Employees6
Clients2
DateMar 2023
Total AUM$168.3M
Discretionary$167.5M
Non-Disc.$739.3K
Employees6
Clients2
DateApr 2022
Total AUM$189.3M
Discretionary$188.4M
Non-Disc.$848.3K
Employees6
Clients0
DateMar 2022
Total AUM$189.3M
Discretionary$188.4M
Non-Disc.$848.3K
Employees6
Clients0
DateSep 2021
Total AUM$155.4M
Discretionary$155.2M
Non-Disc.$198.8K
Employees6
Clients0
DateMay 2021
Total AUM$155.4M
Discretionary$155.2M
Non-Disc.$198.8K
Employees6
Clients0
DateMay 2021
Total AUM$155.4M
Discretionary$155.2M
Non-Disc.$198.8K
Employees6
Clients0
DateApr 2021
Total AUM$155.4M
Discretionary$155.2M
Non-Disc.$198.8K
Employees6
Clients0
DateMar 2021
Total AUM$155.4M
Discretionary$155.2M
Non-Disc.$198.8K
Employees6
Clients0
DateJun 2020
Total AUM$122.6M
Discretionary$122.5M
Non-Disc.$106.5K
Employees6
Clients0
DateJun 2020
Total AUM$122.6M
Discretionary$122.5M
Non-Disc.$106.5K
Employees6
Clients0
DateMar 2020
Total AUM$122.6M
Discretionary$122.5M
Non-Disc.$106.5K
Employees6
Clients0
DateFeb 2020
Total AUM$105.2M
Discretionary$103.2M
Non-Disc.$1.9M
Employees6
Clients0
DateDec 2019
Total AUM$105.2M
Discretionary$103.2M
Non-Disc.$1.9M
Employees6
Clients0
DateNov 2019
Total AUM$105.2M
Discretionary$103.2M
Non-Disc.$1.9M
Employees6
Clients0
DateJul 2019
Total AUM$105.2M
Discretionary$103.2M
Non-Disc.$1.9M
Employees6
Clients0
DateJul 2019
Total AUM$105.2M
Discretionary$103.2M
Non-Disc.$1.9M
Employees6
Clients0
DateJun 2019
Total AUM$105.2M
Discretionary$103.2M
Non-Disc.$1.9M
Employees6
Clients0
DateJun 2019
Total AUM$105.2M
Discretionary$103.2M
Non-Disc.$1.9M
Employees7
Clients0
DateMar 2019
Total AUM$105.2M
Discretionary$103.2M
Non-Disc.$1.9M
Employees6
Clients0
DateMar 2019
Total AUM$105.2M
Discretionary$103.2M
Non-Disc.$1.9M
Employees5
Clients0
DateFeb 2019
Total AUM$105.2M
Discretionary$103.2M
Non-Disc.$1.9M
Employees5
Clients0
DateFeb 2019
Total AUM$105.2M
Discretionary$103.2M
Non-Disc.$1.9M
Employees6
Clients0
DateDec 2018
Total AUM$108M
Discretionary$108M
Non-Disc.$0
Employees6
Clients0
DateNov 2018
Total AUM$108M
Discretionary$108M
Non-Disc.$0
Employees6
Clients0
DateNov 2018
Total AUM$108M
Discretionary$108M
Non-Disc.$0
Employees6
Clients0
DateSep 2018
Total AUM$108M
Discretionary$108M
Non-Disc.$0
Employees6
Clients0
DateMar 2018
Total AUM$108M
Discretionary$108M
Non-Disc.$0
Employees5
Clients0
DateNov 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees2
Clients0
DateNov 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees2
Clients0
DateSep 2017
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees1
Clients0