ROSENWALD CAPITAL MANAGEMENT, INC.
CRD #290118 SEC #801-112520 REDONDO BEACH, CA 310-318-9000
SEC Registered Private Funds
Total AUM
$218.5M
Discretionary
$218.5M
Employees
6
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2025
- Branch Offices
- 1
- LEI
- 254900GYPCSSYBZFB083
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HA, CHRISTOPHER, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, STEVEN, O | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, STEVEN, O | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, STEVEN, O | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, STEVEN, O | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, STEVEN, O | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, STEVEN, O | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, STEVEN, O | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, STEVEN, O | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, STEVEN, O | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAMER, STEVEN, OLIVER | I | GENERAL COUNSEL | NA | Control |
| KRAMER, STEVEN, OLIVER | I | GENERAL COUNSEL | NA | Control |
| KRAMER, STEVEN, OLIVER | I | GENERAL COUNSEL | NA | Control |
| KRAMER, STEVEN, OLIVER | I | GENERAL COUNSEL | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JAMES, BENNO | I | DIRECTOR, PRESIDENT | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL, NMN | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL, NMN | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL, NMN | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL, NMN | I | DIRECTOR | NA | Control |
| ROSENWALD, JILL, NMN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN, MAY | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN, MAY | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN, MAY | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN, MAY | I | DIRECTOR | NA | Control |
| ROSENWALD, JOCELYN, MAY | I | DIRECTOR | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ROSENWALD, LAURA, PARKER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA, NMN | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA, NMN | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA, NMN | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA, NMN | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| VORA, ANITA, NMN | I | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | NA | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
| ROSENWALD FAMILY TRUST | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, JAMES, BENNO | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
| ROSENWALD, LAURA, PARKER | I | ROSENWALD FAMILY TRUST | F | Control |
Registrations
Federal
IA
Jun 30, 2025 REGISTERED
Notice Filings (1)
CA
Address
121 WEST TORRANCE BLVD.SUITE 100
REDONDO BEACH, CA 90277
United States
Phone: 310-318-9000