TIAA ADVISORY, LLC
CRD #290120 SEC #801-111992 NEW YORK, NY 212-490-9000
SEC Registered
Total AUM
--
Discretionary
--
Employees
2
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 19, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROGAN, JAMES, CASEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROGAN, JAMES, CASEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROGAN, JAMES, CASEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROGAN, JAMES, CASEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROGAN, JAMES, CASEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROGAN, JAMES, CASEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROGAN, JAMES, CASEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROGAN, JAMES, CASEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cairney, William, Francis | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cairney, William, Francis | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIESSER, WILLIAM, GUNNAR | I | PRESIDENT | NA | Control |
| GRIESSER, WILLIAM, GUNNAR | I | PRESIDENT | NA | Control |
| GRIESSER, WILLIAM, GUNNAR | I | PRESIDENT | NA | Control |
| GRIESSER, WILLIAM, GUNNAR | I | PRESIDENT | NA | Control |
| GRIESSER, WILLIAM, GUNNAR | I | PRESIDENT | NA | Control |
| GRIESSER, WILLIAM, GUNNAR | I | PRESIDENT | NA | Control |
| GRIESSER, WILLIAM, GUNNAR | I | PRESIDENT | NA | Control |
| GRIESSER, WILLIAM, GUNNAR | I | PRESIDENT | NA | Control |
| GRIESSER, WILLIAM, GUNNAR | I | PRESIDENT | NA | Control |
| GRIESSER, WILLIAM, GUNNAR | I | PRESIDENT | NA | Control |
| HEASLIP, DEREK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEASLIP, DEREK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HEASLIP, DEREK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PARNELL, SCOT, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PARNELL, SCOT, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PARNELL, SCOT, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PARNELL, SCOT, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PARNELL, SCOT, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PARNELL, SCOT, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PARNELL, SCOT, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TIAA RFS, LLC | DE | DIRECT OWNER OF APPLICANT | E | Control |
| TIAA RFS, LLC | DE | DIRECT OWNER OF APPLICANT | E | Control |
| TIAA RFS, LLC | DE | DIRECT OWNER OF APPLICANT | E | Control |
| TIAA RFS, LLC | DE | DIRECT OWNER OF APPLICANT | E | Control |
| TIAA RFS, LLC | DE | DIRECT OWNER OF APPLICANT | E | Control |
| TIAA RFS, LLC | DE | DIRECT OWNER OF APPLICANT | E | Control |
| TIAA RFS, LLC | DE | DIRECT OWNER OF APPLICANT | E | Control |
| TIAA RFS, LLC | DE | DIRECT OWNER OF APPLICANT | E | Control |
| TIAA RFS, LLC | DE | DIRECT OWNER OF APPLICANT | E | Control |
| TIAA RFS, LLC | DE | DIRECT OWNER OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA RFS, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA RFS, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA RFS, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA RFS, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA RFS, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA RFS, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA RFS, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA RFS, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA RFS, LLC | E | Control |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | DE | TIAA RFS, LLC | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
| TIAA BOARD OF OVERSEERS | DE | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | E | Control |
Registrations
Federal
IA
Feb 19, 2020 REGISTERED
Notice Filings (2)
NC NY
Address
730 THIRD AVENUENEW YORK, NY 10017
United States
Phone: 212-490-9000