WEALTH COMPASS FINANCIAL, INC.
CRD #290139 SEC #801-134778 CARLSBAD, CA 760-509-4000
SEC Registered
Total AUM
$105.8M
Discretionary
$105.8M
Employees
2
Clients
0
Accounts
546
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 17, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NUCKOLS, STEVEN, THOMAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 17, 2025 REGISTERED
Notice Filings (1)
CA
Address
5860 OWENS AVENUESUITE 150
CARLSBAD, CA 92008
United States
Phone: 760-509-4000