NEIGHBORLY INVESTMENTS LLC
Legal name: NEIGHBORLY INVESTMENTS
CRD #290141 SEC #801-112811 NEW YOK, NY 646-661-5846
SEC Registered
Total AUM
$74M
Discretionary
$74M
Employees
6
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 26, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOERFLER, MICHAEL, ARTHUR | I | PORTFOLIO MANAGER & TRADER | NA | |
| FALOON, MICHAEL, ANDREW | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FALOON, MICHAEL, ANDREW | I | CHIEF STRATEGY OFFICER | NA | Control |
| FALOON, MICHAEL, ANDREW | I | CHIEF STRATEGY OFFICER | NA | Control |
| FALOON, MICHAEL, ANDREW | I | CHIEF STRATEGY OFFICER | NA | Control |
| FALOON, MICHAEL, ANDREW | I | CHIEF STRATEGY OFFICER | NA | Control |
| FALOON, MICHAEL, ANDREW | I | PRESIDENT | NA | Control |
| KLICK, ANDREW, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEDINA, DIOSTENES, RUBELIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEDINA, DIOSTENES, RUBELIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEDINA, DIOSTENES, RUBELIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEDINA, DIOSTENES, RUBELIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEDINA, DIOSTENES, RUBELIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RADWAY, HOMERO, JASON-FORBES | I | PORTFOLIO MANAGER | NA | |
| TODD, CHRISTINE, HEGENBART LEE | I | PRESIDENT/PORTFOLIO MANAGER | NA | Control |
| TODD, CHRISTINE, HEGENBART LEE | I | PRESIDENT/PORTFOLIO MANAGER | NA | Control |
| TODD, CHRISTINE, HEGENBART LEE | I | PRESIDENT/PORTFOLIO MANAGER | NA | Control |
| TODD, CHRISTINE, HEGENBART LEE | I | PRESIDENT/PORTFOLIO MANAGER | NA | Control |
| NEIGHBORLY CORPORATION | DE | MANAGING MEMBER | E | Control |
| NEIGHBORLY CORPORATION | DE | MANAGING MEMBER | E | Control |
| NEIGHBORLY CORPORATION | DE | MANAGING MEMBER | E | Control |
| NEIGHBORLY CORPORATION | DE | MANAGING MEMBER | E | Control |
| NEIGHBORLY CORPORATION | DE | MANAGING MEMBER | E | Control |
| NEIGHBORLY CORPORATION | DE | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Feb 26, 2019 REGISTERED
Notice Filings (3)
CA MA NY
Address
135 WEST 41ST STREET3RD FLOOR
NEW YOK, NY 10036
United States
Phone: 646-661-5846