RIA Intelligence

ASCEND CAPITAL LIMITED PARTNERSHIP

CRD #290195 SEC #801-112141 ORINDA, CA (415) 217-8300
SEC Registered Private Funds
Total AUM
$2.2B
Discretionary
$2.2B
Employees
0
Clients
0
Accounts
10

Firm Details

Organization Type
Limited Partnership
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2018
Branch Offices
1
LEI
549300VJ5O3EG5Q1YM79

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SHENOY, RAMONA, ARVINDIDIRECTOR OF OPERATIONS (OF ASCEND CAPITAL, LLC, THE GENERAL PARTNER) AND CHIEF COMPLIANCE OFFICERNA Control
SHENOY, RAMONA, ARVINDIDIRECTOR OF OPERATIONS (OF ASCEND CAPITAL, LLC, THE GENERAL PARTNER) AND CHIEF COMPLIANCE OFFICERNA Control
SHENOY, RAMONA, ARVINDIDIRECTOR OF OPERATIONS (OF ASCEND CAPITAL, LLC, THE GENERAL PARTNER) AND CHIEF COMPLIANCE OFFICERNA Control
SLAVET, BENJAMIN, DAVIDICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (OF ASCEND CAPITAL, LLC, THE GENERAL PARTNER)NA Control
SLAVET, BENJAMIN, DAVIDICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (OF ASCEND CAPITAL, LLC, THE GENERAL PARTNER)NA Control
SLAVET, BENJAMIN, DAVIDICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (OF ASCEND CAPITAL, LLC, THE GENERAL PARTNER)NA Control
FAIRBAIRN, MALCOLM, PAULIMANAGING MEMBER (OF ASCEND CAPITAL, LLC, THE GENERAL PARTNER)E Control
FAIRBAIRN, MALCOLM, PAULIMANAGING MEMBER (OF ASCEND CAPITAL, LLC, THE GENERAL PARTNER)E Control
FAIRBAIRN, MALCOLM, PAULIMANAGING MEMBER (OF ASCEND CAPITAL, LLC, THE GENERAL PARTNER)E Control

Registrations

Federal

IA
Mar 28, 2018 REGISTERED

Notice Filings (1)

CA

Address

4 ORINDA WAY
SUITE 200-C
ORINDA, CA 94563
United States
Phone: (415) 217-8300