EL CAPITAN ADVISORS, INC.
Legal name: EL CAPITAN ADVISORS
CRD #290340 SEC #801-121377 SANTA BARBARA, CA (833) 463-5227
SEC Registered Broker-Dealer
Total AUM
$7.4B
Discretionary
$1.4B
Employees
9
Clients
--
Accounts
1,038
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 30, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLRED, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLRED, KIMBERLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKINNER, KATRINA, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Nash, Andrew, Daniel | I | MANAGING MEMBER | E | Control |
| Nash, Andrew, Daniel | I | MANAGING MEMBER | E | Control |
| Nash, Andrew, Daniel | I | MANAGING MEMBER | E | Control |
| NASH, ANDREW, DANIEL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| Nash, Andrew, Daniel | I | MANAGING MEMBER | D | Control |
| Nash, Andrew, Daniel | I | MANAGING MEMBER | D | Control |
| Nash, Andrew, Daniel | I | MANAGING MEMBER | D | Control |
| Nash, Andrew, Daniel | I | MANAGING MEMBER | D | Control |
| Nash, Andrew, Daniel | I | MANAGING MEMBER | D | Control |
| Nash, Andrew, Daniel | I | CHIEF COMPLIANCE OFFICER | D | Control |
| Nash, Andrew, Daniel | I | CHIEF COMPLIANCE OFFICER | D | Control |
| Nash, Andrew, Daniel | I | CHIEF COMPLIANCE OFFICER | D | Control |
| Nash, Andrew, Daniel | I | CHIEF COMPLIANCE OFFICER | D | Control |
| COX, MICHAEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | B | |
| COX, MICHAEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | B | |
| COX, MICHAEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | B | |
| COX, MICHAEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | B | |
| COX, MICHAEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | B | |
| COX, MICHAEL, TIMOTHY | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | A | |
| COX, MICHAEL, TIMOTHY | I | PRINCIPAL | A |
Registrations
Federal
IA
Aug 30, 2023 REGISTERED
Notice Filings (2)
CA CO
Address
1900 STATE STREETSUITE J
SANTA BARBARA, CA 93101
United States
Phone: (833) 463-5227