BALA CAPITAL GROUP, LLC
CRD #290347 SEC #801-112882 PHILADELPHIA, PA 610-545-6100
SEC Registered Private Funds
Total AUM
$12.2M
Discretionary
$12.2M
Employees
20
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 6, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BLOOMFIELD, KEITH, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BROWN, CHRISTOPHER, FEARON | I | CHIEF COMPLIANCE OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| FAGLEY, CHRISTOPHER, LEITH | I | CHIEF OPERATING OFFICER | NA | |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEARHART, WILLIAM, RAGNAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| GREGORCHUK, PAUL, SCOTT | I | EXECUTIVE CHAIRMAN | NA | Control |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| KEATING, KATHLEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LUTERMAN, WILLIAM, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | DIRECTOR OF RESEARCH | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MCGRATH, JAMES, CLEMENT | I | CO-CHIEF INVESTMENT OFFICER | NA | |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| MEHALKO, ANDREW, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| FWM HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| SCHWARTZ, ERIC, STUART | I | 76 WEST HOLDINGS LLC | E | |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS LLC | E | Control |
| STANHOPE CAPITAL (SWITZERLAND) SA | FE | FWM HOLDINGS LLC | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| STANHOPE CAPITAL GROUP SA | FE | STANHOPE CAPITAL (SWITZERLAND) SA | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| WEALTH PARTNERS CAPITAL GROUP | DE | 400 ACQUISITION LLC | E | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| PINTO, DANIEL, EMILE | I | STANHOPE CAPITAL GROUP SA | D | Control |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 400 ACQUISITION LLC | DE | FWM HOLDINGS LLC | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C | |
| 76 WEST HOLDINGS LLC | DE | WEALTH PARTNERS CAPITAL GROUP | C |
Registrations
Federal
IA
May 6, 2022 REGISTERED
Notice Filings (1)
PA
Address
2 LIBERTY PLACEFLOOR 34
PHILADELPHIA, PA 19102
United States
Phone: 610-545-6100