SYNDICATED CAPITAL, INC.
CRD #29037 SEC #801-129421 DIAMOND BAR, CA 310-751-7098
SEC Registered Broker-Dealer Disclosures
Total AUM
$123M
Discretionary
$118M
Employees
12
Clients
0
Accounts
393
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2025
- Branch Offices
- 8
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAINES, HEATHER UNA | I | TRUSTEE OF BAINES & MCADAMS LIVING TRUST | NA | Control |
| BAINES, HEATHER UNA | I | TRUSTEE OF BAINES & MCADAMS LIVING TRUST | NA | Control |
| BAINES, HEATHER UNA | I | TRUSTEE OF BAINES & MCADAMS LIVING TRUST | NA | Control |
| BAINES, HEATHER UNA | I | TRUSTEE OF BAINES & MCADAMS LIVING TRUST | NA | Control |
| BAINES, HEATHER UNA | I | TRUSTEE OF BAINES & MCADAMS LIVING TRUST | NA | Control |
| LEE, FAITH | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL, MANAGER OF SC ADD HOLDINGS, LLC | NA | |
| LEE, FAITH | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL, MANAGER OF SC ADD HOLDINGS, LLC | NA | |
| LEE, FAITH | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL, MANAGER OF SC ADD HOLDINGS, LLC | NA | |
| LEE, FAITH | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL, MANAGER OF SC ADD HOLDINGS, LLC | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | VICE PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL | NA | |
| LEE, FAITH LI | I | VICE PRESIDENT | NA | |
| LEE, FAITH LI | I | VICE PRESIDENT | NA | |
| LEE, FAITH LI | I | VICE PRESIDENT | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH EMERY | I | DIRECTOR | NA | |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL/TRUSTEE OF BAINES AND MCADAMS LIVING TRUST | NA | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL/TRUSTEE OF BAINES AND MCADAMS LIVING TRUST | NA | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL/TRUSTEE OF BAINES AND MCADAMS LIVING TRUST | NA | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL/TRUSTEE OF BAINES AND MCADAMS LIVING TRUST | NA | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL/TRUSTEE OF BAINES AND MCADAMS LIVING TRUST | NA | Control |
| RUBIN, ELLEN SUE | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| RUBIN, ELLEN SUE | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| RUBIN, ELLEN SUE | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| THORNTON, STEVEN LEE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | PRESIDENT/CEO, SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | PRESIDENT | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | PRESIDENT | E | Control |
| MCADAMS, JOSEPH LLOYD JR | I | PRESIDENT | E | Control |
| SC ADD HOLDINGS, LLC | DE | OWNER, MANAGED BY FAITH LEE | D | Control |
| SC ADD HOLDINGS, LLC | DE | OWNER | D | Control |
| SC ADD HOLDINGS, LLC | DE | OWNER, MANAGED BY FAITH LEE | D | Control |
| SC ADD HOLDINGS, LLC | DE | OWNER, MANAGED BY FAITH LEE | D | Control |
| SC ADD HOLDINGS, LLC | DE | OWNER, MANAGED BY FAITH LEE | D | Control |
| BAINES AND MCADAMS LIVING TRUST | DE | OWNER | C | Control |
| BAINES AND MCADAMS LIVING TRUST | DE | OWNER | C | Control |
| BAINES AND MCADAMS LIVING TRUST | DE | OWNER | C | Control |
| BAINES AND MCADAMS LIVING TRUST | DE | OWNER | C | Control |
| BAINES AND MCADAMS LIVING TRUST | DE | OWNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MCADAMS, JOSEPH LLOYD JR | I | LLOYD MCADAMS FAMILY TRUST | E | Control |
| BAINES, HEATHER UNA | I | BAINES AND MCADAMS LIVING TRUST | D | Control |
| BAINES, HEATHER UNA | I | BAINES AND MCADAMS LIVING TRUST | D | Control |
| BAINES, HEATHER UNA | I | BAINES AND MCADAMS LIVING TRUST | D | Control |
| BAINES, HEATHER UNA | I | BAINES AND MCADAMS LIVING TRUST | D | Control |
| LEE, FAITH | I | SC ADD HOLDINGS LLC | D | Control |
| LEE, FAITH | I | SC ADD HOLDINGS LLC | D | Control |
| LEE, FAITH | I | SC ADD HOLDINGS LLC | D | Control |
| MCADAMS, JOSEPH LLOYD JR | I | BAINES & MCADAMS LIVING TRUST | D | Control |
| MCADAMS, JOSEPH LLOYD JR | I | BAINES & MCADAMS LIVING TRUST | D | Control |
| MCADAMS, JOSEPH LLOYD JR | I | BAINES & MCADAMS LIVING TRUST | D | Control |
Registrations
Federal
IA
Mar 29, 2025 REGISTERED
Notice Filings (4)
CA NY TN VA
Address
21671 GATEWAY CENTER DRIVESUITE 111
DIAMOND BAR, CA 91765
United States
Phone: 310-751-7098