PRISM PLANNING PARTNERS, LLC
Legal name: PRISM PLANNING PARTNERS
CRD #290485 SEC #801-123514 LIBERTYVILLE, IL (847) 250-9870
SEC Registered
Total AUM
$191.4M
Discretionary
$191.4M
Employees
4
Clients
51
Accounts
382
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 3, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER | E | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER | E | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER | E | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER | E | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER | E | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER | D | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER | D | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER | D | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER | D | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER | D | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER | D | Control |
| BERNSTEIN, RONALD, A | I | MANAGING MEMBER | D | Control |
| SULLIVAN, NICOLE, MARIE | I | MANAGING MEMBER/DIRECTOR OF FINANCIAL PLANNING | C | Control |
| SULLIVAN, NICOLE, MARIE | I | MANAGING MEMBER/DIRECTOR OF FINANCIAL PLANNING | C | Control |
| SULLIVAN, NICOLE, MARIE | I | MANAGING MEMBER/DIRECTOR OF FINANCIAL PLANNING | C | Control |
| SULLIVAN, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER, CO-FOUNDER | C | Control |
| SULLIVAN, NICOLE, MARIE | I | MANAGING MEMBER/DIRECTOR OF FINANCIAL PLANNING | C | Control |
| SULLIVAN, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER, CO-FOUNDER | C | Control |
| SULLIVAN, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER, CO-FOUNDER | C | Control |
| SULLIVAN, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER, CO-FOUNDER | C | Control |
| SULLIVAN, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER, CO-FOUNDER | C | Control |
| SULLIVAN, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER, CO-FOUNDER | C | Control |
| SULLIVAN, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER, CO-FOUNDER | C | Control |
| SULLIVAN, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER, CO-FOUNDER | C | Control |
| SULLIVAN, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER, CO-FOUNDER | C | Control |
| SULLIVAN, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER, CO-FOUNDER | C | Control |
| SULLIVAN, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER, CO-FOUNDER | C | Control |
| SULLIVAN, NICOLE, MARIE | I | CHIEF COMPLIANCE OFFICER, CO-FOUNDER | C | Control |
| PETERS, DANIEL, WILLIAM | I | DIRECTOR OF OPERATIONS / OWNER | A | |
| PETERS, DANIEL, WILLIAM | I | DIRECTOR OF OPERATIONS / OWNER | A | |
| PETERS, DANIEL, WILLIAM | I | DIRECTOR OF OPERATIONS / OWNER | A | |
| PETERS, DANIEL, WILLIAM | I | DIRECTOR OF OPERATIONS / OWNER | A | |
| PETERS, DANIEL, WILLIAM | I | DIRECTOR OF OPERATIONS / OWNER | A | |
| PETERS, DANIEL, WILLIAM | I | DIRECTOR OF OPERATIONS / OWNER | A | |
| PETERS, DANIEL, WILLIAM | I | DIRECTOR OF OPERATIONS / OWNER | A |
Registrations
Federal
IA
Sep 3, 2025 REGISTERED
Notice Filings (5)
CA FL IL NC WI
Address
321 S. MILWAUKEE AVENUELIBERTYVILLE, IL 60048
United States
Phone: (847) 250-9870