OC PRIVATE CAPITAL, LLC

CRD #290619 SEC #801-112066 NEW YORK, NY 212-323-0200

SEC Registered

Total AUM

$181.7M

Discretionary

$181.7M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 17, 2019
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BHATIA, KAMAL	I	CEO, DIRECTOR AND CHAIRMAN	NA	Control
BHATIA, KAMAL	I	CEO, DIRECTOR AND CHAIRMAN	NA	Control
BHATIA, KAMAL	I	CEO, DIRECTOR AND CHAIRMAN	NA	Control
BHATIA, KAMAL	I	CEO, DIRECTOR AND CHAIRMAN	NA	Control
COLEMAN, JOHN, WILLIAM	I	DIRECTOR AND CHAIRMAN	NA	Control
CORBETT, M., TIMOTHY	I	DIRECTOR	NA	Control
CORBETT, M., TIMOTHY	I	DIRECTOR	NA	Control
CORBETT, M., TIMOTHY	I	DIRECTOR	NA	Control
CORBETT, M., TIMOTHY	I	DIRECTOR	NA	Control
CORBETT, M., TIMOTHY	I	DIRECTOR	NA	Control
JENKINS, MARK, DAVID	I	DIRECTOR	NA	Control
JENKINS, MARK, DAVID	I	DIRECTOR	NA	Control
JENKINS, MARK, DAVID	I	DIRECTOR	NA	Control
JENKINS, MARK, DAVID	I	DIRECTOR	NA	Control
JENKINS, MARK, DAVID	I	DIRECTOR	NA	Control
MEMANI, KRISHNA, KUMAR	I	DIRECTOR	NA	Control
MEMANI, KRISHNA, KUMAR	I	DIRECTOR	NA	Control
MEMANI, KRISHNA, KUMAR	I	DIRECTOR	NA	Control
MEMANI, KRISHNA, KUMAR	I	DIRECTOR	NA	Control
MEMANI, KRISHNA, KUMAR	I	DIRECTOR	NA	Control
OH, TONY, DONGHUI	I	CHIEF FINANCIAL OFFICER	NA	Control
OH, TONY, DONGHUI	I	CHIEF FINANCIAL OFFICER	NA	Control
OH, TONY, DONGHUI	I	CHIEF FINANCIAL OFFICER	NA	Control
OH, TONY, DONGHUI	I	CHIEF FINANCIAL OFFICER	NA	Control
PETERS, ANDREW	I	CHIEF RISK OFFICER	NA	Control
PETERS, ANDREW	I	CHIEF RISK OFFICER	NA	Control
PETERS, ANDREW	I	CHIEF RISK OFFICER	NA	Control
PETERS, ANDREW	I	CHIEF RISK OFFICER	NA	Control
PHEGLEY, RICHARD, LEE	I	CHIEF FINANCIAL OFFICER	NA	Control
PLOUFFE, JUSTIN	I	DIRECTOR	NA	Control
PLOUFFE, JUSTIN	I	DIRECTOR	NA	Control
PLOUFFE, JUSTIN	I	DIRECTOR	NA	Control
PLOUFFE, JUSTIN	I	DIRECTOR	NA	Control
PLOUFFE, JUSTIN	I	DIRECTOR	NA	Control
VOHRA, ROHIT	I	CHIEF OPERATING OFFICER	NA	Control
VOHRA, ROHIT	I	CHIEF OPERATING OFFICER	NA	Control
VOHRA, ROHIT	I	CHIEF OPERATING OFFICER	NA	Control
VOHRA, ROHIT	I	CEO AND COO	NA	Control
VOLPE, STEPHEN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOLPE, STEPHEN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOLPE, STEPHEN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOLPE, STEPHEN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOLPE, STEPHEN, CHRISTOPHER	I	CHIEF COMPLIANCE OFFICER	NA	Control
OFI GLOBAL INSTITUTIONAL, INC.	DE	MEMBER	D	Control
OFI GLOBAL INSTITUTIONAL, INC.	DE	MEMBER	D	Control
OFI GLOBAL INSTITUTIONAL, INC.	DE	MEMBER	D	Control
OFI GLOBAL INSTITUTIONAL, INC.	DE	MEMBER	D	Control
OFI GLOBAL INSTITUTIONAL, INC.	DE	MEMBER	D	Control
THE CARLYLE GROUP	DE	MEMBER	C	Control
THE CARLYLE GROUP	DE	MEMBER	C	Control
THE CARLYLE GROUP	DE	MEMBER	C	Control
THE CARLYLE GROUP	DE	MEMBER	C	Control
THE CARLYLE GROUP	DE	MEMBER	C	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CARLYLE GROUP MANAGEMENT L.L.C.	DE	THE CARLYLE GROUP, L.P.	F	Control
CARLYLE GROUP MANAGEMENT L.L.C.	DE	THE CARLYLE GROUP, L.P.	F	Control
CARLYLE GROUP MANAGEMENT L.L.C.	DE	THE CARLYLE GROUP, L.P.	F	Control
CARLYLE GROUP MANAGEMENT L.L.C.	DE	THE CARLYLE GROUP, L.P.	F	Control
CARLYLE GROUP MANAGEMENT L.L.C.	DE	THE CARLYLE GROUP, L.P.	F	Control
CARLYLE HOLDINGS I GP SUB L.L.C.	DE	CARLYLE HOLDINGS I, LP	F	Control
CARLYLE HOLDINGS I GP SUB L.L.C.	DE	CARLYLE HOLDINGS I, LP	F	Control
CARLYLE HOLDINGS I GP SUB L.L.C.	DE	CARLYLE HOLDINGS I, LP	F	Control
CARLYLE HOLDINGS I GP SUB L.L.C.	DE	CARLYLE HOLDINGS I, LP	F	Control
CARLYLE HOLDINGS I GP SUB L.L.C.	DE	CARLYLE HOLDINGS I, LP	F	Control
CARLYLE HOLDINGS I GP INC.	DE	CARLYLE HOLDINGS I GP SUB L.L.C.	E	Control
CARLYLE HOLDINGS I GP INC.	DE	CARLYLE HOLDINGS I GP SUB L.L.C.	E	Control
CARLYLE HOLDINGS I GP INC.	DE	CARLYLE HOLDINGS I GP SUB L.L.C.	E	Control
CARLYLE HOLDINGS I GP INC.	DE	CARLYLE HOLDINGS I GP SUB L.L.C.	E	Control
CARLYLE HOLDINGS I GP INC.	DE	CARLYLE HOLDINGS I GP SUB L.L.C.	E	Control
CARLYLE HOLDINGS I, LP	DE	TC GROUP LLC	E	Control
CARLYLE HOLDINGS I, LP	DE	TC GROUP LLC	E	Control
CARLYLE HOLDINGS I, LP	DE	TC GROUP LLC	E	Control
CARLYLE HOLDINGS I, LP	DE	TC GROUP LLC	E	Control
CARLYLE HOLDINGS I, LP	DE	TC GROUP LLC	E	Control
INVESCO ADVISERS, INC.	DE	OFI GLOBAL INSTITUTIONAL, INC.	E	Control
INVESCO ADVISERS, INC.	DE	OFI GLOBAL INSTITUTIONAL, INC.	E	Control
INVESCO GROUP SERVICES, INC.	DE	INVESCO ADVISERS, INC.	E	Control
INVESCO GROUP SERVICES, INC.	DE	INVESCO ADVISERS, INC.	E	Control
INVESCO HOLDING COMPANY (US), INC.	DE	OPPENHEIMER ACQUISITION CORP (GATC)	E	Control
INVESCO HOLDING COMPANY (US), INC.	DE	OPPENHEIMER ACQUISITION CORP (GATC)	E	Control
INVESCO HOLDING COMPANY LIMITED	FE	INVESCO HOLDING COMPANY (US), INC.	E	Control
INVESCO HOLDING COMPANY LIMITED	FE	INVESCO HOLDING COMPANY (US), INC.	E	Control
INVESCO LTD.	FE	INVESCO HOLDING COMPANY LIMITED	E	Control
INVESCO LTD.	FE	INVESCO HOLDING COMPANY LIMITED	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	DE	MASSMUTUAL HOLDING LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MASSMUTUAL HOLDING LLC	DE	MM ASSET MANAGEMENT HOLDING LLC	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP	E	Control
MM ASSET MANAGEMENT HOLDING LLC	DE	OPPENHEIMER ACQUISITION CORP (GATC)	E	Control
OFI GLOBAL ASSET MANAGEMENT, INC.	DE	INVESCO GROUP SERVICES, INC.	E	Control
OFI GLOBAL ASSET MANAGEMENT, INC.	DE	INVESCO GROUP SERVICES, INC.	E	Control
OPPENHEIMER ACQUISITION CORP	DE	OPPENHEIMERFUNDS INC	E	Control
OPPENHEIMER ACQUISITION CORP	DE	OPPENHEIMERFUNDS INC	E	Control
OPPENHEIMER ACQUISITION CORP	DE	OPPENHEIMERFUNDS INC	E	Control
OPPENHEIMER ACQUISITION CORP (GATC)	DE	OPPENHEIMERFUNDS INC	E	Control
OPPENHEIMER ACQUISITION CORP (GATC)	DE	OPPENHEIMERFUNDS INC	E	Control
OPPENHEIMERFUNDS INC	DE	OFI GLOBAL INSTITUTIONAL, INC.	E	Control
OPPENHEIMERFUNDS INC	DE	OFI GLOBAL INSTITUTIONAL, INC.	E	Control
OPPENHEIMERFUNDS INC	DE	OFI GLOBAL INSTITUTIONAL, INC.	E	Control
OPPENHEIMERFUNDS INC	DE	OFI GLOBAL ASSET MANAGEMENT, INC.	E	Control
OPPENHEIMERFUNDS INC	DE	OFI GLOBAL ASSET MANAGEMENT, INC.	E	Control
TC GROUP LLC	DE	THE CARLYLE GROUP	E	Control
TC GROUP LLC	DE	THE CARLYLE GROUP	E	Control
TC GROUP LLC	DE	THE CARLYLE GROUP	E	Control
TC GROUP LLC	DE	THE CARLYLE GROUP	E	Control
TC GROUP LLC	DE	THE CARLYLE GROUP	E	Control
THE CARLYLE GROUP, L.P.	DE	CARLYLE HOLDINGS I GP INC.	E	Control
THE CARLYLE GROUP, L.P.	DE	CARLYLE HOLDINGS I GP INC.	E	Control
THE CARLYLE GROUP, L.P.	DE	CARLYLE HOLDINGS I GP INC.	E	Control
THE CARLYLE GROUP, L.P.	DE	CARLYLE HOLDINGS I GP INC.	E	Control
THE CARLYLE GROUP, L.P.	DE	CARLYLE HOLDINGS I GP INC.	E	Control

Registrations

Federal

Oct 17, 2019 REGISTERED

Notice Filings (2)

CO NY

Address

225 LIBERTY STREET
NEW YORK, NY 10281
United States

Phone: 212-323-0200