NESTLERODE & LOY, INC.
CRD #2907 SEC #801-112333 STATE COLLEGE, PA 814-238-6249
SEC Registered Broker-Dealer
Total AUM
$199.1M
Discretionary
$199.1M
Employees
4
Clients
51
Accounts
612
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 23, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, BRIAN LEE | I | CFO | NA | |
| ANDERSON, BRIAN LEE | I | CFO | NA | |
| ANDERSON, BRIAN LEE | I | CFO | NA | |
| ANDERSON, BRIAN LEE | I | CFO | NA | |
| ANDERSON, BRIAN LEE | I | CFO | NA | |
| ANDERSON, BRIAN LEE | I | CFO | NA | |
| ANDERSON, BRIAN LEE | I | CFO | NA | |
| ANDERSON, BRIAN LEE | I | CFO | NA | |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| ANDERSON, BRIAN LEE | I | CFO | NA | Control |
| BERTHOLD, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOY, STEPHEN ALLAN | I | DIRECTOR | NA | Control |
| LOY, STEPHEN ALLAN | I | DIRECTOR | NA | Control |
| LOY, STEPHEN ALLAN | I | DIRECTOR | NA | Control |
| NESTLERODE, DANIEL JARED | I | DIRECTOR | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARER, JODY MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALL, JOHN RICHARD | I | COO | NA | Control |
| SMALL, JOHN RICHARD | I | COO | NA | Control |
| SMALL, JOHN RICHARD | I | COO | NA | Control |
| SMALL, JOHN RICHARD | I | COO | NA | Control |
| SMALL, JOHN RICHARD | I | COO | NA | Control |
| LOY, JUDY LYNNE | I | CEO | E | Control |
| LOY, JUDY LYNNE | I | CEO | E | Control |
| LOY, JUDY LYNNE | I | CEO | E | Control |
| LOY, JUDY LYNNE | I | CEO | E | Control |
| LOY, JUDY LYNNE | I | CEO | E | Control |
| LOY, JUDY LYNNE | I | CEO | E | Control |
| LOY, JUDY LYNNE | I | CEO | E | Control |
| NESTLERODE, DANIEL JARED | I | CEO | E | Control |
| NESTLERODE, DANIEL JARED | I | CEO | E | Control |
| NESTLERODE, DANIEL JARED | I | CEO | E | Control |
| NESTLERODE, DANIEL JARED | I | CEO | E | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CEO | D | Control |
| NESTLERODE, DANIEL JARED | I | CEO | D | Control |
| NESTLERODE, DANIEL JARED | I | CEO | D | Control |
| LOY, JUDY LYNNE | I | CFO, CHIEF COMPLIANCE OFFICER | C | Control |
| LOY, JUDY LYNNE | I | CFO, CHIEF COMPLIANCE OFFICER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | C | Control |
| LOY, JUDY LYNNE | I | CFO, CCO | B | Control |
| LOY, JUDY LYNNE | I | CFO, CCO | B | Control |
| LOY, JUDY LYNNE | I | CFO, CCO | B | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | B | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | B | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | B | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | B | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | B | Control |
| NESTLERODE, DANIEL JARED | I | OWNER | B | Control |
| LOY, JUDY LYNNE | I | CFO | A | Control |
Registrations
Federal
IA
Dec 23, 2025 REGISTERED
Notice Filings (5)
FL MD PA TX VA
Address
110 REGENT COURT, SUITE 202STATE COLLEGE, PA 16801
United States
Phone: 814-238-6249