ROOD FINANCIAL, LLC
CRD #290771 SEC #801-112379 WOODLAND HILLS, CA (818) 325-3903
SEC Registered
Total AUM
$34.4M
Discretionary
$0
Employees
2
Clients
0
Accounts
98
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 18, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROOD, HAROLD, JOHN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| ROOD, HAROLD, JOHN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| ROOD, HAROLD, JOHN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| ROOD, HAROLD, JOHN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| ROOD, HAROLD, JOHN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| ROOD, HAROLD, JOHN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| ROOD, HAROLD, JOHN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| ROOD, HAROLD, JOHN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| AKHLAGHI, JENNIFER, R | I | MANAGING MEMBER | B | Control |
| AKHLAGHI, JENNIFER, R | I | MANAGING MEMBER | B | Control |
| AKHLAGHI, JENNIFER, R | I | MANAGING MEMBER | B | Control |
| AKHLAGHI, JENNIFER, R | I | MANAGING MEMBER | B | Control |
| AKHLAGHI, JENNIFER, R | I | MANAGING MEMBER | B | Control |
| AKHLAGHI, JENNIFER, R | I | MANAGING MEMBER | B | Control |
| AKHLAGHI, JENNIFER, R | I | MANAGING MEMBER | B | Control |
| AKHLAGHI, JENNIFER, R | I | MANAGING MEMBER | B | Control |
Registrations
Federal
IA
May 18, 2018 REGISTERED
Notice Filings (1)
CA
Address
21550 OXNARD ST.SUITE 200
WOODLAND HILLS, CA 91367
United States
Phone: (818) 325-3903