NEUBERGER BERMAN BD LLC
CRD #2908 SEC #801-3908 NEW YORK, NY 212-476-9000
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
1,058
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
- LEI
- PWDS3JJ631D5N7OJXG61
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AINSWORTH, JASON RYAN | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AINSWORTH, JASON RYAN | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| AMATO, JOSEPH VINCENT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | MANAGING DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH VINCENT | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| BORGOGELLI, DONNA | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| BORGOGELLI, DONNA | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| BORGOGELLI, DONNA | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| BORGOGELLI, DONNA | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| BORGOGELLI, DONNA | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| BORGOGELLI, DONNA | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| BORGOGELLI, DONNA | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| BORGOGELLI, DONNA | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | NA | Control |
| CETRON, BRAD ELLIOT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | NA | Control |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | VICE PRESIDENT, DIRECTOR OF COMPLIANCE,ASSOCIATE GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, DEPUTY GENERAL COUNSEL | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CETRON, BRAD ELLIOT | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | |
| CHINNI, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| DEANS, ALISON ANN | I | CHIEF INVESTMENT OFFICER-EQUITIES | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DEMPSEY, JAMES J | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DOROGOFF, JOHN ALEXANDER | I | CHIEF OPERATIONS OFFICER | NA | |
| DOROGOFF, JOHN ALEXANDER | I | CHIEF OPERATIONS OFFICER,CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DOROGOFF, JOHN ALEXANDER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DOROGOFF, JOHN ALEXANDER | I | MANAGING DIRECTOR, CHIEF OF OPERATIONS ,CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DOROGOFF, JOHN ALEXANDER | I | MANAGING DIRECTOR, CHIEF OF OPERATIONS ,CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| DOROGOFF, JOHN ALEXANDER | I | MANAGING DIRECTOR, CHIEF OF OPERATIONS ,CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER | NA | Control |
| FIRTH, ROBERT JOSEPH | I | BRANCH OFFICE MANAGER, TEXAS | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| GRIEB, EDWARD STEPHEN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| HANDWERKER, KEVIN | I | CHIEF LEGAL OFFICER | NA | |
| HANDWERKER, KEVIN | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| HANDWERKER, KEVIN | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| HANDWERKER, KEVIN | I | CHIEF LEGAL OFFICER | NA | |
| HANDWERKER, KEVIN | I | CHIEF LEGAL OFFICER | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CHIEF LEGAL OFFICER | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CAO/GENERAL COUNSEL | NA | |
| HANDWERKER, KEVIN | I | CHIEF LEGAL OFFICER | NA | |
| HANDWERKER, KEVIN | I | CHIEF LEGAL OFFICER | NA | |
| HANDWERKER, KEVIN | I | CHIEF LEGAL OFFICER | NA | |
| HANDWERKER, KEVIN | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| HENTON, LORIN FRED | I | VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | SENIOR VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | SENIOR VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | SENIOR VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | SENIOR VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | SENIOR VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | SENIOR VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | SENIOR VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | SENIOR VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HENTON, LORIN FRED | I | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | NA | |
| HERLIHY, JOSEPH KEVIN | I | CHIEF OPERATIONS OFFICER | NA | |
| HERLIHY, JOSEPH KEVIN | I | CHIEF OPERATIONS OFFICER | NA | |
| HERLIHY, JOSEPH KEVIN | I | CHIEF OPERATIONS OFFICER | NA | |
| HERLIHY, JOSEPH KEVIN | I | CHIEF OPERATIONS OFFICER | NA | |
| HERLIHY, JOSEPH KEVIN | I | CHIEF OPERATIONS OFFICER | NA | |
| KASSEN, MICHAEL MARGOLIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KASSEN, MICHAEL MARGOLIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KASSEN, MICHAEL MARGOLIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KASSEN, MICHAEL MARGOLIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KASSEN, MICHAEL MARGOLIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN, PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN | NA | Control |
| LANE, JEFFREY BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN | NA | Control |
| LANE, JEFFREY BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LANE, JEFFREY BRUCE | I | CHAIRMAN | NA | Control |
| MATZA, ROBERT | I | EXECUTIVE VICE PRES. AND CHIEF ADMIN. OFFICER | NA | Control |
| MATZA, ROBERT | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MATZA, ROBERT | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MATZA, ROBERT | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MATZA, ROBERT | I | EXECUTIVE VICE PRES. AND CHIEF ADMIN. OFFICER | NA | Control |
| MATZA, ROBERT | I | EXECUTIVE VICE PRES. AND CHIEF ADMIN. OFFICER | NA | Control |
| MATZA, ROBERT | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MATZA, ROBERT | I | EXECUTIVE VICE PRES. AND CHIEF OPERATING OFFICER | NA | Control |
| MATZA, ROBERT | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MATZA, ROBERT | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MATZA, ROBERT | I | EXECUTIVE VICE PRES. AND CHIEF ADMIN. OFFICER | NA | Control |
| MATZA, ROBERT | I | EXECUTIVE VICE PRES. AND CHIEF ADMIN. OFFICER | NA | Control |
| MATZA, ROBERT | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MAURER, JEFFREY S | I | EXECUTIVE VICE PRESIDENT | NA | |
| MAURER, JEFFREY S | I | EXECUTIVE VICE PRESIDENT | NA | |
| MAURER, JEFFREY S | I | EXECUTIVE VICE PRESIDENT | NA | |
| MAURER, JEFFREY S | I | EXECUTIVE VICE PRESIDENT | NA | |
| MAURER, JEFFREY S | I | EXECUTIVE VICE PRESIDENT | NA | |
| MAURER, JEFFREY S | I | EXECUTIVE VICE PRESIDENT | NA | |
| MAURER, JEFFREY S | I | EXECUTIVE VICE PRESIDENT | NA | |
| MAURER, JEFFREY S | I | EXECUTIVE VICE PRESIDENT | NA | |
| MAURER, JEFFREY S | I | EXECUTIVE VICE PRESIDENT | NA | |
| MAURER, JEFFREY S | I | EXECUTIVE VICE PRESIDENT | NA | |
| MAURER, JEFFREY S | I | EXECUTIVE VICE PRESIDENT | NA | |
| MESSINGER, LINDA LOUISE | I | DIRECTOR OF COMPLIANCE | NA | |
| MESSINGER, LINDA LOUISE | I | DIRECTOR OF COMPLIANCE | NA | |
| MESSINGER, LINDA LOUISE | I | DIRECTOR OF COMPLIANCE | NA | |
| MESSINGER, LINDA LOUISE | I | DIRECTOR OF COMPLIANCE | NA | |
| MESSINGER, LINDA LOUISE | I | DIRECTOR OF COMPLIANCE | NA | |
| RICK, SAMANTHA | I | DIRECTOR OF COMPLIANCE | NA | |
| RICK, SAMANTHA | I | DIRECTOR OF COMPLIANCE | NA | |
| RICK, SAMANTHA | I | DIRECTOR OF COMPLIANCE | NA | |
| RICK, SAMANTHA | I | DIRECTOR OF COMPLIANCE | NA | |
| RICK, SAMANTHA | I | DIRECTOR OF COMPLIANCE | NA | |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RIVKIN, JACK LEON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RIVKIN, JACK LEON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RIVKIN, JACK LEON | I | MANAGING DIRECTOR | NA | Control |
| RIVKIN, JACK LEON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RIVKIN, JACK LEON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RIVKIN, JACK LEON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RIVKIN, JACK LEON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RIVKIN, JACK LEON | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, HEIDI LOU | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, HEIDI LOU | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, HEIDI LOU | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, HEIDI LOU | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, HEIDI LOU | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STADLER, MATTHEW SCOTT | I | CFO/SENIOR VICE PRESIDENT | NA | |
| STADLER, MATTHEW SCOTT | I | CFO/SENIOR VICE PRESIDENT | NA | |
| STADLER, MATTHEW SCOTT | I | CFO/SENIOR VICE PRESIDENT | NA | |
| STADLER, MATTHEW SCOTT | I | CFO/SENIOR VICE PRESIDENT | NA | |
| STADLER, MATTHEW SCOTT | I | CFO/SENIOR VICE PRESIDENT | NA | |
| STADLER, MATTHEW SCOTT | I | CFO/SENIOR VICE PRESIDENT | NA | |
| STADLER, MATTHEW SCOTT | I | CFO/SENIOR VICE PRESIDENT | NA | |
| STADLER, MATTHEW SCOTT | I | CFO/SENIOR VICE PRESIDENT | NA | |
| STADLER, MATTHEW SCOTT | I | CFO/SENIOR VICE PRESIDENT | NA | |
| STADLER, MATTHEW SCOTT | I | CFO/SENIOR VICE PRESIDENT | NA | |
| STADLER, MATTHEW SCOTT | I | CFO/SENIOR VICE PRESIDENT | NA | |
| STEIGER, HEIDI L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEIGER, HEIDI L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | MANAGING DIRECTOR | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SUNDMAN, PETER ERIC | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| TANK, BRADLEY CURTIS | I | MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| VIOLA, LEO ANTHONY | I | CONTROLLER/ SENIOR VICE PRESIDENT | NA | |
| VIOLA, LEO ANTHONY | I | CONTROLLER/MANAGING DIRECTOR | NA | |
| VIOLA, LEO ANTHONY | I | CONTROLLER/ SENIOR VICE PRESIDENT | NA | |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INC. | DE | HOLDING COMPANY | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN INC. | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | E | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | DE | NEUBERGER BERMAN INVESTMENT ADVISERS LLC | E | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION, LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (50)
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Address
1290 AVENUE OF THE AMERICASNEW YORK, NY 10104
United States
Phone: 212-476-9000