ROSEVIEW INVESTMENT ADVISORS, LLC
CRD #290914 SEC #801-112343 BOSTON, MA 617-951-3900
SEC Registered Private Funds
Total AUM
$27.3M
Discretionary
$27.3M
Employees
10
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 12, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, JOSHUA, PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| ANDERSON, JOSHUA, PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| ANDERSON, JOSHUA, PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| CORRIDAN, STEPHEN, GERARD | I | INVESTMENT COMMITTEE OFFICER | NA | Control |
| CORRIDAN, STEPHEN, GERARD | I | INVESTMENT COMMITTEE OFFICER | NA | Control |
| CORRIDAN, STEPHEN, GERARD | I | INVESTMENT COMMITTEE OFFICER | NA | Control |
| CORRIDAN, STEPHEN, GERARD | I | INVESTMENT COMMITTEE OFFICER | NA | Control |
| CORRIDAN, STEPHEN, GERARD | I | INVESTMENT COMMITTEE OFFICER | NA | Control |
| COSTANTINI, VINCENT, JAMES | I | CEO | NA | Control |
| COSTANTINI, VINCENT, JAMES | I | CEO | NA | Control |
| COSTANTINI, VINCENT, JAMES | I | CEO | NA | Control |
| COSTANTINI, VINCENT, JAMES | I | CEO | NA | Control |
| COSTANTINI, VINCENT, JAMES | I | CEO | NA | Control |
| KEENAN, NIGEL, THOMAS | I | INVESTMENT COMMITTEE OFFICER | NA | Control |
| KEENAN, NIGEL, THOMAS | I | INVESTMENT COMMITTEE OFFICER | NA | Control |
| KEENAN, NIGEL, THOMAS | I | INVESTMENT COMMITTEE OFFICER | NA | Control |
| KEENAN, NIGEL, THOMAS | I | INVESTMENT COMMITTEE OFFICER | NA | Control |
| KEENAN, NIGEL, THOMAS | I | INVESTMENT COMMITTEE OFFICER | NA | Control |
| White, Nathaniel, Bruce | I | CCO/ CONTROLLER | NA | Control |
| White, Nathaniel, Bruce | I | CCO/ CONTROLLER | NA | Control |
| White, Nathaniel, Bruce | I | CCO/ CONTROLLER | NA | Control |
| White, Nathaniel, Bruce | I | CCO/ CONTROLLER | NA | Control |
| White, Nathaniel, Bruce | I | CCO/ DIRECTOR OF FINANCE | NA | Control |
| MADISON MARQUETTE INVESTMENT ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| MADISON MARQUETTE INVESTMENT ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| ROSEVIEW CAPITAL PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| ROSEVIEW CAPITAL PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| THE ROSEVIEW GROUP, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NORTHERN STAR TRUSTCOMPANY LTD | FE | THE PURE SPRING TRUST | F | Control |
| NORTHERN STAR TRUSTCOMPANY LTD | FE | THE MONA LISA TRUST | F | Control |
| NORTHERN STAR TRUSTCOMPANY LTD | FE | THE PURE SPRING TRUST | F | Control |
| NORTHERN STAR TRUSTCOMPANY LTD | FE | THE MONA LISA TRUST | F | Control |
| CAPITAL GUIDANCE (HOLDING) LTD. | FE | CAPITAL GUIDANCE AMERICA INC. | E | Control |
| CAPITAL GUIDANCE (HOLDING) LTD. | FE | CAPITAL GUIDANCE AMERICA INC. | E | Control |
| CAPITAL GUIDANCE AMERICA INC. | DE | CG (RETAIL) INC. | E | Control |
| CAPITAL GUIDANCE AMERICA INC. | DE | CG (RETAIL) INC. | E | Control |
| CG (RETAIL) INC. | DE | MADISON REALTY CORPORATION | E | Control |
| CG (RETAIL) INC. | DE | MADISON REALTY CORPORATION | E | Control |
| COSTANTINI, VINCENT, JAMES | I | ROSEVIEW CAPITAL PARTNERS, LLC | E | Control |
| COSTANTINI, VINCENT, JAMES | I | ROSEVIEW CAPITAL PARTNERS, LLC | E | Control |
| COSTANTINI, VINCENT, JAMES | I | ROSEVIEW CAPITAL PARTNERS, LLC | E | Control |
| MADISON MARQUETTE REALTY GROUP LLC | DE | MADISON MARQUETTE INVESTMENT ADVISORS LLC | E | Control |
| MADISON MARQUETTE REALTY GROUP LLC | DE | MADISON MARQUETTE INVESTMENT ADVISORS LLC | E | Control |
| MADISON REALTY CORPORATION | DE | MADISON REALTY LLC | E | Control |
| MADISON REALTY CORPORATION | DE | MADISON REALTY LLC | E | Control |
| MADISON REALTY LLC | DE | MADISON MARQUETTE REALTY GROUP LLC | E | Control |
| MADISON REALTY LLC | DE | MADISON MARQUETTE REALTY GROUP LLC | E | Control |
| ROSEVIEW CAPITAL PARTNERS, LLC | DE | ROSEVIEW CAPITAL PARTNERS, LLC | E | Control |
| ROSEVIEW CAPITAL PARTNERS, LLC | DE | THE ROSEVIEW GROUP, LLC | E | Control |
| THE MONA LISA TRUST | FE | CAPITAL GUIDANCE (HOLDING) LTD. | C | |
| THE MONA LISA TRUST | FE | CAPITAL GUIDANCE (HOLDING) LTD. | C | |
| THE PURE SPRING TRUST | FE | CAPITAL GUIDANCE (HOLDING) LTD. | C | |
| THE PURE SPRING TRUST | FE | CAPITAL GUIDANCE (HOLDING) LTD. | C |
Registrations
Federal
IA
May 12, 2020 REGISTERED
Notice Filings (1)
MA
Address
100 HIGH STREETSUITE 410
BOSTON, MA 02110
United States
Phone: 617-951-3900