TROTT BROOK FINANCIAL, INC.
Legal name: TROTT BROOK FINANCIAL
CRD #290962 SEC #801-124792 ANOKA, MN (763) 213-1000
SEC Registered
Total AUM
$81M
Discretionary
$81M
Employees
2
Clients
101
Accounts
358
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 19, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STEFFEN, JAMES, WARREN | I | FOUNDER / CEO / CCO | E | Control |
| STEFFEN, JAMES, WARREN | I | FOUNDER / CEO / CCO | E | Control |
| STEFFEN, JAMES, WARREN | I | FOUNDER / CEO / CCO | E | Control |
| STEFFEN, JAMES, WARREN | I | FOUNDER / CEO / CCO | E | Control |
| STEFFEN, JAMES, WARREN | I | FOUNDER / CEO / CCO | E | Control |
| STEFFEN, JAMES, WARREN | I | FOUNDER / CEO / CCO | E | Control |
| STEFFEN, JAMES, WARREN | I | FOUNDER / CEO / CCO | E | Control |
| STEFFEN, JAMES, WARREN | I | FOUNDER / CEO / CCO | E | Control |
| STEFFEN, JAMES, WARREN | I | FOUNDER / CEO / CCO | E | Control |
| STEFFEN, JAMES, WARREN | I | FOUNDER / CEO / CCO | E | Control |
| STEFFEN, JAMES, WARREN | I | FOUNDER / CEO / CCO | E | Control |
Registrations
Federal
IA
Feb 19, 2024 REGISTERED
Notice Filings (2)
FL MN
Address
3601 THURSTON AVESUITE 102
ANOKA, MN 55303
United States
Phone: (763) 213-1000