R. APPLEGATE & ASSOCIATES LLC
CRD #290992 SEC #801-112128 PITTSBURGH, PA 412-227-2800
SEC Registered
Total AUM
$220.2M
Discretionary
$220.2M
Employees
3
Clients
1
Accounts
77
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DIBATTISTA, VICTOR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIBATTISTA, VICTOR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIBATTISTA, VICTOR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIBATTISTA, VICTOR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIBATTISTA, VICTOR, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| APPLEGATE, RICHARD, READ | I | MANAGING MEMBER | E | Control |
| APPLEGATE, RICHARD, READ | I | MANAGING MEMBER | E | Control |
| APPLEGATE, RICHARD, READ | I | MANAGING MEMBER | E | Control |
| APPLEGATE, RICHARD, READ | I | PRESIDENT | E | Control |
| APPLEGATE, RICHARD, READ | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Mar 19, 2018 REGISTERED
Notice Filings (2)
PA TX
Address
436 SEVENTH AVENUESUITE 2800
PITTSBURGH, PA 15219
United States
Phone: 412-227-2800