VONTOBEL AM FIXED INCOME US LLC
CRD #291146 SEC #801-112203 NEW YORK, NY 212-804-9300
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
3
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2020
- Branch Offices
- 0
- LEI
- 529900NJLYR5938PQS40
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COZZOLINO, MARC, CHRISTOPHER | I | GENERAL COUNSEL | NA | |
| COZZOLINO, MARC, CHRISTOPHER | I | GENERAL COUNSEL | NA | |
| FALCK, CHARLES, ROBERT | I | MEMBER | NA | |
| FALCK, CHARLES, ROBERT | I | MEMBER | NA | |
| FALCK, CHARLES, ROBERT | I | MEMBER | NA | |
| FALCK, CHARLES, ROBERT | I | MEMBER | NA | |
| FRIZ, ENRICO, ADAMO | I | MEMBER | NA | |
| FRIZ, ENRICO, ADAMO | I | MEMBER | NA | |
| FRIZ, ENRICO, ADAMO | I | MEMBER | NA | |
| FRIZ, ENRICO, ADAMO | I | MEMBER | NA | |
| Gaillard, Dominic, Georges | I | MEMBER | NA | |
| Gaillard, Dominic, Georges | I | MEMBER | NA | |
| MASTOLONI, JOSEPH, FRANCIS | I | EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | |
| MASTOLONI, JOSEPH, FRANCIS | I | EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | |
| MASTOLONI, JOSEPH, FRANCIS | I | EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER | NA | |
| MASTOLONI, JOSEPH, FRANCIS | I | EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER | NA | |
| VONTOBEL HOLDING AG | FE | MANAGING MEMBER | E | Control |
| VONTOBEL HOLDING AG | FE | MANAGING MEMBER | E | Control |
| VONTOBEL HOLDING AG | FE | MANAGING MEMBER | E | Control |
| VONTOBEL HOLDING AG | FE | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Mar 30, 2020 REGISTERED
Notice Filings (1)
NY
Address
1540 BROADWAY38TH FLOOR
NEW YORK, NY 10036
United States
Phone: 212-804-9300