GADSDEN, LLC
Legal name: GADSDEN
CRD #291195 SEC #801-112416 WAYNE, PA 484-580-2277
SEC Registered
Total AUM
$149.7M
Discretionary
$0
Employees
2
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARPER, KEVIN, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARPER, KEVIN, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARPER, KEVIN, RAYMOND | I | PORTFOLIO MANAGER | NA | Control |
| HARPER, KEVIN, RAYMOND | I | PORTFOLIO MANAGER | NA | Control |
| HARPER, KEVIN, RAYMOND | I | PORTFOLIO MANAGER | NA | Control |
| HARPER, KEVIN, RAYMOND | I | PORTFOLIO MANAGER | NA | Control |
| HEMDAL, MEGEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEMDAL, MEGEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEMDAL, MEGEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEMDAL, MEGEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JUDGE, JAMES, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JUDGE, JAMES, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GADSDEN GROUP HOLDINGS, LLC | DE | OWNER | E | Control |
| GADSDEN GROUP HOLDINGS, LLC | DE | OWNER | E | Control |
| GADSDEN GROUP HOLDINGS, LLC | DE | OWNER | E | Control |
| GADSDEN GROUP HOLDINGS, LLC | DE | OWNER | E | Control |
| GADSDEN GROUP HOLDINGS, LLC | DE | OWNER | E | Control |
| GADSDEN GROUP HOLDINGS, LLC | DE | OWNER | E | Control |
| GADSDEN GROUP HOLDINGS, LLC | DE | OWNER | E | Control |
| GADSDEN GROUP HOLDINGS, LLC | DE | OWNER | E | Control |
| HARPER, KEVIN, RAYMOND | I | CHIEF INVESTMENT OFFICER | E | Control |
| HARPER, KEVIN, RAYMOND | I | MANAGING MEMBER / CHIEF INVESTMENT OFFICER | E | Control |
| HARPER, KEVIN, RAYMOND | I | MANAGING MEMBER / CHIEF INVESTMENT OFFICER | D | Control |
| HARPER, KEVIN, RAYMOND | I | MANAGING MEMBER / CHIEF INVESTMENT OFFICER | D | Control |
| HARPER, KEVIN, RAYMOND | I | MANAGING MEMBER / CHIEF INVESTMENT OFFICER | D | Control |
| JUDGE, JAMES, WILLIAM | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | C | Control |
| JUDGE, JAMES, WILLIAM | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | C | Control |
| JUDGE, JAMES, WILLIAM | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | C | Control |
| JUDGE, JAMES, WILLIAM | I | CHIEF COMPLIANCE OFFICER | B | Control |
| JUDGE, JAMES, WILLIAM | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HARPER, KEVIN, RAYMOND | I | GADSDEN GROUP HOLDINGS, LLC | E | Control |
| HARPER, KEVIN, RAYMOND | I | GADSDEN GROUP HOLDINGS, LLC | E | Control |
| HARPER, KEVIN, RAYMOND | I | GADSDEN GROUP HOLDINGS, LLC | E | Control |
| HARPER, KEVIN, RAYMOND | I | GADSDEN GROUP HOLDINGS, LLC | E | Control |
| HARPER, KEVIN, RAYMOND | I | GADSDEN GROUP HOLDINGS, LLC | E | Control |
| HARPER, KEVIN, RAYMOND | I | GADSDEN GROUP HOLDINGS, LLC | D | Control |
| HARPER, KEVIN, RAYMOND | I | GADSDEN GROUP HOLDINGS, LLC | D | Control |
| JUDGE, JAMES, WILLIAM | I | GADSDEN GROUP HOLDINGS, LLC | C | Control |
| JUDGE, JAMES, WILLIAM | I | GADSDEN GROUP HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Apr 1, 2025 REGISTERED
Notice Filings (1)
PA
Address
656 E SWEDESFORD RDSUITE 301
WAYNE, PA 19087
United States
Phone: 484-580-2277