KANE FINANCIAL, LLC
Legal name: KANE FINANCIAL
CRD #291231 SEC #801-122385 WATERVILLE, NY (315) 801-9028
SEC Registered
Total AUM
$56.6M
Discretionary
$56.1M
Employees
3
Clients
101
Accounts
560
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Jarosz, RENEE, Alexandria | I | CHIEF OPERATIONS OFFICER | NA | |
| Jarosz, RENEE, Alexandria | I | CHIEF OPERATIONS OFFICER | NA | |
| KANE, CLINTON, PETER | I | PRINCIPAL, CCO | NA | Control |
| KANE, CLINTON, PETER | I | PRINCIPAL, CCO | NA | Control |
| KANE, CLINTON, PETER | I | PRINCIPAL, CCO | NA | Control |
| KANE, CLINTON, PETER | I | PRINCIPAL, CCO | E | Control |
| KANE, CLINTON, PETER | I | PRINCIPAL, CCO | E | Control |
| KANE, CLINTON, PETER | I | PRINCIPAL, CCO | E | Control |
| KANE, CLINTON, PETER | I | PRINCIPAL, CCO | E | Control |
| KANE, CLINTON, PETER | I | PRINCIPAL, CCO | E | Control |
| KANE, CLINTON, PETER | I | PRINCIPAL, CCO | E | Control |
| KANE, CLINTON, PETER | I | PRINCIPAL, CCO | E | Control |
| KANE, CLINTON, PETER | I | PRINCIPAL, CCO | E | Control |
| THE CLINTON P. KANE REVOCABLE TRUST | DE | OWNER | E | Control |
| THE CLINTON P. KANE REVOCABLE TRUST | DE | OWNER | E | Control |
| THE CLINTON P. KANE REVOCABLE TRUST | DE | OWNER | E | Control |
Registrations
Federal
IA
Jun 26, 2025 REGISTERED
Notice Filings (3)
FL NY TX
Address
151 WEST MAIN STREETWATERVILLE, NY 13480
United States
Phone: (315) 801-9028