ROCKEFELLER FINANCIAL LLC
Legal name: ROCKEFELLER CAPITAL MANAGEMENT
CRD #291361 SEC #801-114033 NEW YORK, NY 212-549-5100
SEC Registered Broker-Dealer
Total AUM
$70B
Discretionary
$66.3B
Employees
824
Clients
11
Accounts
76,628
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $70B | $66.3B | $3.7B | 824 | 161 |
| Dec 2025 | $70B | $66.3B | $3.7B | 824 | 161 |
| Aug 2025 | $70B | $66.3B | $3.7B | 824 | 161 |
| Mar 2025 | $70B | $66.3B | $3.7B | 824 | 161 |
| Jan 2025 | $51.8B | $48.9B | $2.9B | 672 | 161 |
| Nov 2024 | $51.8B | $48.9B | $2.9B | 672 | 161 |
| Oct 2024 | $51.8B | $48.9B | $2.9B | 672 | 161 |
| Aug 2024 | $51.8B | $48.9B | $2.9B | 672 | 161 |
| Jul 2024 | $51.8B | $48.9B | $2.9B | 672 | 161 |
| Mar 2024 | $51.8B | $48.9B | $2.9B | 672 | 161 |
| Feb 2024 | $34.7B | $32.8B | $1.9B | 531 | 158 |
| Jun 2023 | $34.7B | $32.8B | $1.9B | 531 | 158 |
| Jun 2023 | $34.7B | $32.8B | $1.9B | 531 | 158 |
| May 2023 | $34.7B | $32.8B | $1.9B | 531 | 158 |
| Apr 2023 | $34.7B | $32.8B | $1.9B | 531 | 158 |
| Mar 2023 | $34.7B | $32.8B | $1.9B | 531 | 158 |
| Nov 2022 | $28.7B | $27.5B | $1.2B | 423 | 127 |
| Aug 2022 | $28.7B | $27.5B | $1.2B | 423 | 127 |
| Jul 2022 | $28.7B | $27.5B | $1.2B | 423 | 127 |
| Jun 2022 | $28.7B | $27.5B | $1.2B | 423 | 127 |
| May 2022 | $28.7B | $27.5B | $1.2B | 423 | 127 |
| Apr 2022 | $28.7B | $27.5B | $1.2B | 423 | 127 |
| Nov 2021 | $14.9B | $14.1B | $728.2M | 280 | 64 |
| Sep 2021 | $14.9B | $14.1B | $728.2M | 280 | 64 |
| Apr 2021 | $14.9B | $14.1B | $728.2M | 280 | 64 |
| Apr 2021 | $14.9B | $14.1B | $728.2M | 280 | 64 |
| Mar 2021 | $14.9B | $14.1B | $728.2M | 280 | 64 |
| Jun 2020 | $5.4B | $5.2B | $267.1M | 116 | 10 |
| May 2020 | $5.4B | $5.2B | $267.1M | 116 | 10 |
| Mar 2020 | $5.4B | $5.2B | $267.1M | 116 | 10 |
| Sep 2019 | $562.3M | $562.3M | $0 | 45 | 0 |
| Aug 2019 | $562.3M | $562.3M | $0 | 45 | 0 |
| Jul 2019 | $562.3M | $562.3M | $0 | 45 | 0 |
| Jun 2019 | $562.3M | $562.3M | $0 | 45 | 0 |
| May 2019 | $562.3M | $562.3M | $0 | 45 | 0 |
| Mar 2019 | $562.3M | $562.3M | $0 | 42 | 0 |
| Feb 2019 | $0 | $0 | $0 | 40 | 0 |
| Jan 2019 | $0 | $0 | $0 | 20 | 0 |
| Dec 2018 | $0 | $0 | $0 | 20 | 0 |
| Oct 2018 | $0 | $0 | $0 | 20 | 0 |
| Aug 2018 | $0 | $0 | $0 | 20 | 0 |
DateDec 2025
Total AUM$70B
Discretionary$66.3B
Non-Disc.$3.7B
Employees824
Clients161
DateDec 2025
Total AUM$70B
Discretionary$66.3B
Non-Disc.$3.7B
Employees824
Clients161
DateAug 2025
Total AUM$70B
Discretionary$66.3B
Non-Disc.$3.7B
Employees824
Clients161
DateMar 2025
Total AUM$70B
Discretionary$66.3B
Non-Disc.$3.7B
Employees824
Clients161
DateJan 2025
Total AUM$51.8B
Discretionary$48.9B
Non-Disc.$2.9B
Employees672
Clients161
DateNov 2024
Total AUM$51.8B
Discretionary$48.9B
Non-Disc.$2.9B
Employees672
Clients161
DateOct 2024
Total AUM$51.8B
Discretionary$48.9B
Non-Disc.$2.9B
Employees672
Clients161
DateAug 2024
Total AUM$51.8B
Discretionary$48.9B
Non-Disc.$2.9B
Employees672
Clients161
DateJul 2024
Total AUM$51.8B
Discretionary$48.9B
Non-Disc.$2.9B
Employees672
Clients161
DateMar 2024
Total AUM$51.8B
Discretionary$48.9B
Non-Disc.$2.9B
Employees672
Clients161
DateFeb 2024
Total AUM$34.7B
Discretionary$32.8B
Non-Disc.$1.9B
Employees531
Clients158
DateJun 2023
Total AUM$34.7B
Discretionary$32.8B
Non-Disc.$1.9B
Employees531
Clients158
DateJun 2023
Total AUM$34.7B
Discretionary$32.8B
Non-Disc.$1.9B
Employees531
Clients158
DateMay 2023
Total AUM$34.7B
Discretionary$32.8B
Non-Disc.$1.9B
Employees531
Clients158
DateApr 2023
Total AUM$34.7B
Discretionary$32.8B
Non-Disc.$1.9B
Employees531
Clients158
DateMar 2023
Total AUM$34.7B
Discretionary$32.8B
Non-Disc.$1.9B
Employees531
Clients158
DateNov 2022
Total AUM$28.7B
Discretionary$27.5B
Non-Disc.$1.2B
Employees423
Clients127
DateAug 2022
Total AUM$28.7B
Discretionary$27.5B
Non-Disc.$1.2B
Employees423
Clients127
DateJul 2022
Total AUM$28.7B
Discretionary$27.5B
Non-Disc.$1.2B
Employees423
Clients127
DateJun 2022
Total AUM$28.7B
Discretionary$27.5B
Non-Disc.$1.2B
Employees423
Clients127
DateMay 2022
Total AUM$28.7B
Discretionary$27.5B
Non-Disc.$1.2B
Employees423
Clients127
DateApr 2022
Total AUM$28.7B
Discretionary$27.5B
Non-Disc.$1.2B
Employees423
Clients127
DateNov 2021
Total AUM$14.9B
Discretionary$14.1B
Non-Disc.$728.2M
Employees280
Clients64
DateSep 2021
Total AUM$14.9B
Discretionary$14.1B
Non-Disc.$728.2M
Employees280
Clients64
DateApr 2021
Total AUM$14.9B
Discretionary$14.1B
Non-Disc.$728.2M
Employees280
Clients64
DateApr 2021
Total AUM$14.9B
Discretionary$14.1B
Non-Disc.$728.2M
Employees280
Clients64
DateMar 2021
Total AUM$14.9B
Discretionary$14.1B
Non-Disc.$728.2M
Employees280
Clients64
DateJun 2020
Total AUM$5.4B
Discretionary$5.2B
Non-Disc.$267.1M
Employees116
Clients10
DateMay 2020
Total AUM$5.4B
Discretionary$5.2B
Non-Disc.$267.1M
Employees116
Clients10
DateMar 2020
Total AUM$5.4B
Discretionary$5.2B
Non-Disc.$267.1M
Employees116
Clients10
DateSep 2019
Total AUM$562.3M
Discretionary$562.3M
Non-Disc.$0
Employees45
Clients0
DateAug 2019
Total AUM$562.3M
Discretionary$562.3M
Non-Disc.$0
Employees45
Clients0
DateJul 2019
Total AUM$562.3M
Discretionary$562.3M
Non-Disc.$0
Employees45
Clients0
DateJun 2019
Total AUM$562.3M
Discretionary$562.3M
Non-Disc.$0
Employees45
Clients0
DateMay 2019
Total AUM$562.3M
Discretionary$562.3M
Non-Disc.$0
Employees45
Clients0
DateMar 2019
Total AUM$562.3M
Discretionary$562.3M
Non-Disc.$0
Employees42
Clients0
DateFeb 2019
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees40
Clients0
DateJan 2019
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees20
Clients0
DateDec 2018
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees20
Clients0
DateOct 2018
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees20
Clients0
DateAug 2018
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees20
Clients0